CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • January 26th, 2024 • Investment Managers Series Trust III • New York
THIS AGREEMENT (this Agreement), dated as of __________, 202_, between Investment Managers Series Trust III (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
FPA GLOBAL EQUITY ETF Form of INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 26th, 2024 • Investment Managers Series Trust III • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of ________________ by and between FPA Global Equity ETF (the “Fund”), a series of Investment Managers Series Trust III (the “Trust”), a Delaware statutory trust, and First Pacific Advisors, LP, a Delaware limited partnership (the “Adviser”).
ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • January 26th, 2024 • Investment Managers Series Trust III • Massachusetts
THIS AGREEMENT is made as of [________] __, 202_, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the "Administrator"), and INVESTMENT MANAGERS SERIES TRUST III, a Delaware statutory trust (the “Fund” on behalf of each series listed on Appendix A to this Agreement each a “Portfolio” and collectively, the "Portfolios") and registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (“the 1940 Act”).
CO-ADMINISTRATION AGREEMENTAdministration Agreement • January 26th, 2024 • Investment Managers Series Trust III • Wisconsin
THIS CO-ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this 28th day of July, 2023, by and between FPA Funds Trust, a Delaware statutory trust (the “Trust”), UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”), and Mutual Fund Administration, LLC, a California corporation (“MFAC”). UMBFS and MFAC are collectively referred to herein as the “Co-Administrators,” in singular or plural usage, as required by context.
SUBSCRIPTION AGREEMENTSubscription Agreement • January 26th, 2024 • Investment Managers Series Trust III
THIS SUBSCRIPTION AGREEMENT is entered into as of the ____ day of _______ 2024, between Investment Managers Series Trust III, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the FPA Global Equity ETF (the “Fund”), and ______________________________ (the "Purchaser").
FPA FUNDS TRUST AMENDMENT TO THE BY-LAWS Effective January 10, 2024 BY-LAWS OF INVESTMENT MANAGERS SERIES TRUST IIIInvestment Managers Series Trust III • January 26th, 2024
AMENDMENT AGREEMENTAmendment Agreement • January 26th, 2024 • Investment Managers Series Trust III
THIS AMENDMENT AGREEMENT (this “Amendment”) is effective as of this [ ] day of [ ], by and between Investment Managers Series Trust III (formerly, FPA Funds Trust), a Delaware statutory trust (the “Trust”), on behalf of each of the separate investment funds listed on Appendix D hereto (the “Funds”), First Pacific Advisors, LP (f/k/a First Pacific Advisors, LLC), a Delaware limited partnership (the “Advisor”), UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”), UMB Distribution Services, LLC, a Wisconsin limited liability company (“UMBDS”) and UMB Bank, N.A., a national banking Association (the “Bank”).
FPA GLOBAL EQUITY ETF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • January 26th, 2024 • Investment Managers Series Trust III • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the FPA Global Equity ETF (the “Fund”), a series of the Trust, , as amended from time to time, and the investment advisor of the Fund, First Pacific Advisors, L.P. (the “Advisor”).
FPA FUNDS TRUST AMENDMENT NO. 4 TO THE AGREEMENT AND DECLARATION OF TRUST Effective January 10, 2024Investment Managers Series Trust III • January 26th, 2024
Pursuant to Section 7.3 of the Agreement and Declaration of Trust of FPA Funds Trust (the “Trust”) (the “Declaration of Trust”), a Delaware statutory trust, the undersigned officer of the Trust amends the Declaration of Trust as follows:
FORM OF AUTHORIZED PARTICIPANT AGREEMENT Investment Managers Series Trust IIIParticipant Agreement • January 26th, 2024 • Investment Managers Series Trust III • New York
This authorized participant agreement (this “Agreement”) is entered into by UMB Distribution Services, LLC (the “Distributor”), [Name of Participant] (the “Participant”), Brown Brothers Harriman & Co. (the “Transfer Agent”), and Investment Managers Series Trust III (the “Trust” and, together with the Distributor, Participant, and Transfer Agent, the “Parties”), a series trust offering a number of portfolios of securities (collectively, the “Funds”). Capitalized terms used but not defined herein are defined in the current prospectus for each Fund and included in the Trust’s Registration Statement on Form N-1A, as it may be amended or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
