COMMON STOCK PURCHASE WARRANT CATASYS, INC.Peizer Terren S • May 11th, 2021 • Services-misc health & allied services, nec • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ACUITAS GROUP HOLDINGS, LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Catasys, Inc., a Delaware corporation (the “Company”), up to 294,118 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 1(b).
Rule 10b5-1 Sales PlanPeizer Terren S • May 11th, 2021 • Services-misc health & allied services, nec
This Rule 10b5-1 Sales Plan is entered into on May 10th, 2021 (this “Sales Plan”) between Acuitas Group Holdings, LLC (“Seller”) and Jefferies LLC (“Broker”), acting as agent for Seller.
