SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2021 • Virtus Opportunities Trust • Delaware
This Second Amended and Restated Expense Limitation Agreement (the “Agreement”) effective as of February 1, 2021, amends and restates that certain First Amended and Restated Expense Limitation Agreement effective as of September 1, 2020 by and between Virtus Opportunities Trust, a Delaware statutory trust (the “Registrant”), on behalf of the Virtus FORT Trend Fund (the “Fund”) and the Adviser of the Fund, Virtus Alternative Investment Advisers, Inc. (the “Adviser”) solely with respect to the Fund.
TWENTY-SEVENTH AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 26th, 2021 • Virtus Opportunities Trust
THIS AMENDMENT effective as of the 1st day of December 2020, amends that certain Amended and Restated Investment Advisory Agreement dated as of November 20, 2002, and amended as of June 8, 2006, June 27, 2007, September 24, 2007, January 31, 2008, October 1, 2008, March 2, 2009, May 29, 2009, September 29, 2009, January 1, 2010, June 30, 2010, September 14, 2010, January 1, 2011, March 15, 2011, February 6, 2012, August 28, 2012, December 18, 2012, June 10, 2013, December 18, 2013, November 13, 2014, January 6, 2015, March 19, 2015, May 11, 2015, February 8, 2016, January 9, 2017, January 1, 2018 and September 30, 2019 (the “Agreement”), by and between Virtus Opportunities Trust, a Delaware statutory trust (the “Trust”), and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”), as follows:
SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTSub-Administration and Accounting Services Agreement • January 26th, 2021 • Virtus Opportunities Trust
This Amendment dated December 1, 2020 (“Effective Date”) is by and among Virtus Fund Services, LLC (“Company”), Virtus Alternative Solutions Trust, VATS Offshore Fund, Ltd., Virtus Asset Trust, Virtus Equity Trust, Virtus Opportunities Trust, Virtus Retirement Trust and Virtus Variable Insurance Trust (each, a “Fund” and together, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
Virtus Mutual Funds and Available Share ClassesVirtus Opportunities Trust • January 26th, 2021
* The Virtus KAR Small-Cap Core Fund and the Virtus KAR Small-Cap Growth Fund are no longer available for purchases to new investors, subject to limited exceptions. These funds continue to be available for purchases by existing investors. See the prospectus and SAI for possible exceptions and additional information.
FORTIETH AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2021 • Virtus Opportunities Trust • Delaware
This Fortieth Amended and Restated Expense Limitation Agreement (the “Agreement”), effective as of February 1, 2021, amends and restates that certain Thirty-Ninth Amended and Restated Expense Limitation Agreement effective as of December 1, 2020, by and between Virtus Opportunities Trust, a Delaware statutory trust (the “Registrant”), on behalf of each series of the Registrant listed in Appendix A (each a “Fund” and collectively, the “Funds”) and the Adviser of each of the Funds, Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • January 26th, 2021 • Virtus Opportunities Trust • New York
This Amendment (“Amendment”) dated December 1, 2020 (“Effective Date”) is by and among Virtus Alternative Solutions Trust, Virtus Asset Trust, Virtus Equity Trust, Virtus Opportunities Trust, Virtus Retirement Trust, Virtus Variable Insurance Trust and VATS Offshore Fund, Ltd. (each, the “Fund” and collectively, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
