ContractUnderwriting Agreement • August 10th, 2020 • BayCom Corp • State commercial banks • New York
BayCom Corp, a California corporation (the “Company”), confirms its agreement with Janney Montgomery Scott LLC (“Janney”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters”), for whom Janney is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in Schedule A of $65,000,000 in aggregate principal amount of the Company’s 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 (the “Securities”). The Securities are to be issued pursuant to the Subordinated Indenture dated as of August 10, 2020 (the “Base Indenture”), by and between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture, to be dated as of August 10, 2020 (the “Supplemental Indenture”), by and between the Company and the Trustee (t
