WINTRUST FINANCIAL CORPORATION (an Illinois corporation)Underwriting Agreement • June 6th, 2019 • Wintrust Financial Corp • State commercial banks • New York
Wintrust Financial Corporation, an Illinois corporation (the “Company”), confirms its agreement with RBC Capital Markets, LLC (“RBC”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom RBC is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective amounts set forth in Schedule A hereto of $300,000,000 aggregate principal amount of the Company’s 4.850% Subordinated Notes Due 2029 (the “Securities”).
WINTRUST FINANCIAL CORPORATION, as Issuer and as Trustee Second Supplemental Indenture Dated as of June 6, 2019 Supplement to Subordinated Indenture of Wintrust Financial Corporation dated as of June 13, 2014Second Supplemental Indenture • June 6th, 2019 • Wintrust Financial Corp • State commercial banks • New York
SECOND SUPPLEMENTAL INDENTURE, dated as of June 6, 2019 (this “Second Supplemental Indenture”), between WINTRUST FINANCIAL CORPORATION, an Illinois corporation (the “Company,” which term includes any successor as permitted in accordance with the terms of the Indenture hereafter referred to), and U.S. BANK NATIONAL ASSOCIATION, not in its individual capacity but solely as trustee (the “Trustee”) under the Subordinated Indenture, dated as of June 13, 2014, between the Company and the Trustee (the “Base Indenture,” and the Base Indenture, as amended and supplemented by this Second Supplemental Indenture, the “Indenture”).
