MAIN STREET CAPITAL CORPORATION (a Maryland Corporation)Underwriting Agreement • November 17th, 2017 • Main Street Capital CORP • New York
The Securities will be issued under an indenture dated as of April 2, 2013 (the “Base Indenture”), as supplemented by the Third Supplemental Indenture, to be dated as of November 21, 2017 (the “Third Supplemental Indenture” and, collectively with the Base Indenture, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). The Securities will be issued to Cede & Co. as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations (the “DTC Agreement”) between the Company and DTC. The Company understands that the Underwriters propose to make a public offering of the Securities as soon as the Underwriters deem advisable after this Agreement has been executed and delivered.
