INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2017 • FundVantage Trust • Delaware
AGREEMENT made as of August 3, 2017, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the Trust’s Lateef Fund (the “Fund”), and Lateef Investment Management, L.P. (herein called the “Investment Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2017 • FundVantage Trust • Delaware
AGREEMENT made as of January 10, 2017, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of each series of the Trust set forth on Schedule A to this Agreement (each a “Fund” and, collectively, the “Funds”), and EQUITY INVESTMENT CORPORATION (herein called the “Investment Adviser”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTReimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is effective as of the 1st of May, 2017, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Master Long Fund (the “Fund”).
AMENDED AND RESTATED SCHEDULE A EFFECTIVE AUGUST 1, 2017 TO THE INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010 BETWEEN FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLCFundVantage Trust • August 28th, 2017
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative effective as of the 31st of July, 2017.
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTReimbursement Agreement • August 28th, 2017 • FundVantage Trust
THIS AGREEMENT is entered into as of the 30th day of December 2016, by and between POLEN CAPITAL MANAGEMENT, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of Polen International Growth Fund (the “Fund”).
AMENDED AND RESTATED FEE WAIVER AGREEMENTFee Waiver Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 25th day of June, 2010 and amended and restated as of August 31, 2017, between the Asset Management Group of Bank of Hawaii (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Pacific Capital Tax-Free Securities Fund and Pacific Capital Tax-Free Short Intermediate Securities Fund (each, a “Fund” and collectively, the “Funds”), each a series of the Trust.
FIRST AMENDMENT TO UNDERWRITINGAGREEMENTUnderwriting Agreement • August 28th, 2017 • FundVantage Trust • Delaware
This first amendment (the “Amendment”) to the Underwriting Agreement dated as of May 31, 2017 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of August 1, 2017 (the “Effective Date”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 22nd day of July, 2010, as amended and restated August 31, 2017, by and between Estabrook Capital Management LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Estabrook Investment Grade Fixed Income Fund (the “Fund”).
Underwriting AgreementUnderwriting Agreement • August 28th, 2017 • FundVantage Trust
THIS UNDERWRITING AGREEMENT (“Agreement”) is by and between FORESIDE FUNDS DISTRIBUTORS LLC (the “Distributor”) and FUNDVANTAGE TRUST (“Fund Company”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTLimitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 1st day of August, 2017, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Short Strategies Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 30th day of August, 2010, as amended and restated August 31, 2017, by and between Lateef Investment Management, L.P. (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Lateef Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 26th day of September 2013, as amended and restated August 31, 2017, between DuPont Capital Management Corporation (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of DuPont Capital Emerging Markets Debt Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 11th day of August, 2010, as amended and restated August 31, 2017, between DuPont Capital Management Corporation (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of DuPont Capital Emerging Markets Fund (the “Fund”).
AMENDED AND RESTATED EXHIBIT AFundVantage Trust • August 28th, 2017
THIS AMENDED AND RESTATED EXHIBIT A, dated as of July 24, 2017, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTReimbursement Agreement • August 28th, 2017 • FundVantage Trust
THIS AGREEMENT is entered into as of the 21st of April, 2011, as amended and restated August 31, 2017, by and between EQUITY INVESTMENT CORPORATION (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of EIC Value Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 26th day of September, 2013, as amended and restated August 31, 2017, by and between Choice Financial Partners, Inc. d/b/a EquityCompass Strategies (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Quality Dividend Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 27th day of May, 2010, as amended and restated August 31, 2016 and September 1, 2017, by and between Private Capital Management, LLC, formerly Private Capital Management, L.P., (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Private Capital Management Value Fund (the “Fund”).
AMENDED AND RESTATED EXHIBIT AFundVantage Trust • August 28th, 2017
THIS AMENDED AND RESTATED EXHIBIT A, dated as of July 24, 2017, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between The Bank of New York Mellon (as assigned from BNY Mellon Investment Servicing (US) Inc. on or about June 30, 2017) and FundVantage Trust.
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 27th day of April, 2017, by and between Arabesque Asset Management Ltd (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Arabesque Systematic USA Fund (the “Fund”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 30th day of December, 2016, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Enhanced S&P 500 Index Fund (the “Fund”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTLimitation/Reimbursement Agreement • August 28th, 2017 • FundVantage Trust
This Agreement is entered into as of the 27th day of April, 2017, by and between Arabesque Asset Management Ltd (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Arabesque Systematic International Fund (the “Fund”).
AMENDMENT TO ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • August 28th, 2017 • FundVantage Trust
This Amendment (the “Amendment”) is effective as of June 14, 2017 by and between FUNDVANTAGE TRUST (the “Trust”) and BNY MELLON INVESTMENT SERVICING (US) INC. (“BNY Mellon”).
