DISTRIBUTION AGREEMENTDistribution Agreement • December 28th, 2016 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is made and entered into as of June 30, 2016, by and between The RBB Fund, Inc., a Maryland corporation (the “Company”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). Altair Advisers, LLC, a Delaware limited liability company and an investment advisor to the Company (the “Advisor”), is a party hereto with respect to Sections 3 F. and 6 only.
CUSTODY AGREEMENTCustody Agreement • December 28th, 2016 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is made and entered into as of June 30, 2016, by and between THE RBB FUND, INC., a Maryland corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business in Minneapolis, Minnesota (the “Custodian”).
Salvatore Faia President The RBB Fund, Inc. c/o US Bancorp Fund ServicesLetter Agreement • December 28th, 2016 • RBB Fund, Inc.
March 31, 2016 Salvatore Faia President The RBB Fund, Inc. Bellevue Park Corporate CenterLetter Agreement • December 28th, 2016 • RBB Fund, Inc.
FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • December 28th, 2016 • RBB Fund, Inc.
THIS FIRST AMENDMENT, effective as of June 30, 2016, to the Custody Agreement, dated as of June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
BOGLE INVESTMENT MANAGEMENT December 20, 2016 Salvatore Faia President The RBB Fund, Inc. c/o US Bancorp Fund Services 615 E. Michigan St. Milwaukee, WI 53202Letter Agreement • December 28th, 2016 • RBB Fund, Inc.
By our execution of this letter agreement (this “Agreement”), Bogle Investment Management, L.P. (the “Adviser”) agrees that in order to improve the performance of the Fund, the Adviser shall, from January 1, 2017 through December 31, 2017, waive all or a portion of its investment advisory fees and/or reimburse expenses (other than acquired fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes) in an aggregate amount equal to the amount by which the Fund’s total operating expenses (other than acquired fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes) exceed a total operating expense ratio (other than brokerage commissions, extraordinary items, interest and taxes) of 1.25% of the average daily net assets of the Institutional Class and of the Investor Class of the Fund.
FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 28th, 2016 • RBB Fund, Inc.
THIS FIRST AMENDMENT, effective as of June 30, 2016, to the Transfer Agent Servicing Agreement, dated as of June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
November 16, 2016Letter Agreement • December 28th, 2016 • RBB Fund, Inc.
By our execution of this letter agreement (this “Agreement”), Campbell & Company Investment Adviser LLC (the “Adviser”) agrees that in order to improve the performance of each Fund, the Adviser shall, from December 31, 2016 through December 31, 2017, waive all or a portion of its investment advisory fees and/or reimburse expenses (other than acquired fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes) in an aggregate amount equal to the amount by which a Fund’s total operating expenses (other than acquired fund fees and expenses, brokerage commissions, extraordinary items, interest and taxes) exceed a total operating expense ratio (other than brokerage comm1ss10ns, extraordinary items, interest and taxes) of 1.25% of such Fund’s average daily net assets.
FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • December 28th, 2016 • RBB Fund, Inc.
THIS FIRST AMENDMENT, effective as of June 30, 2016, to the Fund Administration Servicing Agreement, dated as of June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Salvatore Faia President The RBB Fund, Inc. c/o US Bancorp Fund ServicesLetter Agreement • December 28th, 2016 • RBB Fund, Inc.
FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 28th, 2016 • RBB Fund, Inc.
THIS FIRST AMENDMENT, effective as of June 30, 2016, to the Fund Accounting Servicing Agreement, dated as of June 30, 2016 (the “Agreement”), is entered into by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
November 15, 2016 Salvatore Faia President The RBB Fund, Inc. c/o US Bancorp Fund Services 615 E. Michigan St. Milwaukee, WI 53202Letter Agreement • December 28th, 2016 • RBB Fund, Inc.
By our execution of this letter agreement (this “Agreement”), intending to be legally bound hereby, Matson Money, Inc. (the “Adviser”) agrees that in order to maintain the established expense ratios of the Portfolios of The RBB Fund, Inc., the Adviser shall, until further notice, but in no event tenninating before December 31, 2017, waive all or a portion of its investment advisory fees and/or reimburse expenses (other than brokerage commissions, extraordinary items, interest and taxes) in an aggregate amount equal to the amount by which each Portfolio’s total operating expenses (other than brokerage commissions, extraordinary items, interest and taxes) exceed a total operating expense ratio (other than brokerage commissions, extraordinary items, interest and taxes) of 1.13%, 1.35%, and 1.00% of the average daily net assets of the Matson Money, Inc. Matson Money U.S. Equity VI Portfolio, Matson Money International Equity VI Portfolio, and Matson Money Fixed Income VI Portfolio, respect
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 28th, 2016 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is made and entered into as of June 30, 2016, by and between THE RBB FUND, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Salvatore Faia President The RBB Fund, Inc. c/o US Bancorp Fund ServicesLetter Agreement • December 28th, 2016 • RBB Fund, Inc.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 28th, 2016 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is made and entered into as of June 30, 2016, by and between THE RBB FUND, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Salvatore Faia President The RBB Fund, Inc. c/o US Bancorp Fund ServicesLetter Agreement • December 28th, 2016 • RBB Fund, Inc.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 28th, 2016 • RBB Fund, Inc. • Delaware
THIS AGREEMENT is made and entered into as of June 30, 2016 by and between THE RBB FUND, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
