THE HARTFORD MUTUAL FUNDS THE HARTFORD HLS MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • December 8th, 2016 • Hartford Mutual Funds Inc/Ct • New York
* For each Fund except The Hartford High Yield Fund, no upfront sales charge on investments over $1 million. However, there is a CDSC of 1% on any shares sold within 18 months of purchase. The distributor may pay dealers of record commissions on purchases over $1 million in an amount up to the sum of 1% on first $10 million, 0.50% of the next $30 million, 0.25% of share purchases over $40 million.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 8th, 2016 • Hartford Mutual Funds Inc/Ct
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on October 21, 2016, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
FORM OF AMENDMENT FOUR TO FUND ACCOUNTING AGREEMENT Effective: September , 2016Fund Accounting Agreement • December 8th, 2016 • Hartford Mutual Funds Inc/Ct
The Fund Accounting Agreement dated December 31, 2014 by and among HARTFORD FUNDS MANAGEMENT COMPANY, LLC (the “Fund Accountant”) and each of THE HARTFORD MUTUAL FUNDS, INC., THE HARTFORD MUTUAL FUNDS II, INC., HARTFORD SERIES FUND, INC. and HARTFORD HLS SERIES FUND II, INC., on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”) is hereby amended to restate Schedule A and Schedule B attached hereto.
FORM OF AMENDMENT NUMBER 7 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • December 8th, 2016 • Hartford Mutual Funds Inc/Ct
The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.
