MAIN STREET CAPITAL CORPORATION (a Maryland Corporation)Underwriting Agreement • March 28th, 2013 • Main Street Capital CORP • New York
Main Street Capital Corporation, a Maryland corporation (the “Company”), confirms its agreement with the underwriters listed on Schedule A, for whom Keefe, Bruyette & Woods, Inc. (“Keefe”) is acting as representative (collectively, the “Underwriters”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly (the “Offering”), of $80,000,000 aggregate principal amount of 6.125% Senior Notes due 2023 (the “Senior Notes”), set forth in Schedule A hereof, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase up to an additional $12,000,000 aggregate principal amount of Senior Notes to cover over-allotments, if any.
MAIN STREET CAPITAL CORPORATION Issuer and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Trustee Form of Indenture Dated as of April 2, 2013 Providing for the Issuance of Debt SecuritiesIndenture • March 28th, 2013 • Main Street Capital CORP • New York
INDENTURE, dated as of April 2, 2013, between Main Street Capital Corporation, a Maryland corporation (hereinafter called the “Company”), having its principal office at 1300 Post Oak Boulevard, Suite 800, Houston, Texas 77056, and The Bank of New York Mellon Trust Company, N.A., a national banking association, as Trustee (hereinafter called the “Trustee”), having its Corporate Trust Office at 601 Travis Street, Houston, Texas 77002.
SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 28th, 2013 • Main Street Capital CORP • North Carolina
THIS SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is made as of the 25th day of March, 2013, by and among MAIN STREET CAPITAL CORPORATION, a Maryland corporation (the “Borrower”), the INITIAL GUARANTORS identified in the Credit Agreement (as defined below) (the “Guarantors”), BRANCH BANKING AND TRUST COMPANY (the “Administrative Agent”), and all of the LENDERS, as defined in the Credit Agreement (the “Lenders”).
