REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 29th, 2006 • Treaty Oak Bancorp Inc • State commercial banks • Texas
THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made as of November 15, 2006 (the “Effective Date”), by and among Treaty Oak Bancorp, Inc., a Texas corporation (the “Company”), and the Company’s warrantholders set forth on the signature page hereto (each, a “Common Holder” and, collectively, the “Common Holders”).
ContractTreaty Oak Bancorp Inc • December 29th, 2006 • State commercial banks • Texas
THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) OR THE SECURITIES LAWS OF ANY STATE. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT.
