U.S. $150,000,000 364-DAY CREDIT AGREEMENT Dated as of August 29, 2002 Among THE NASDAQ STOCK MARKET, INC. as Borrower THE BANKS NAMED HEREIN as Banks SALOMON SMITH BARNEY INC. as Sole Lead Arranger and Sole Book Manager CREDIT LYONNAIS NEW YORK...Credit Agreement • November 14th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT dated as of August 29, 2002 among THE NASDAQ STOCK MARKET, INC., a corporation organized under the laws of Delaware (the “Borrower”), the banks (each a “Bank” and, collectively, the “Banks”) listed on the signature pages hereof, and CITIBANK, N.A., a national banking association, as administrative agent (in such capacity, the “Administrative Agent”).
TECHNOLOGY TRANSITION AGREEMENTTechnology Transition Agreement • November 14th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
THIS AGREEMENT (the “Agreement”), dated as of the 6th day of February, 2002 (the “Agreement Date”), is entered into by and among (i) The Nasdaq Stock Market, Inc. (“Nasdaq”) a Delaware corporation, (ii) the National Association of Securities Dealers, Inc., (“NASD”), a Delaware corporation, and (iii) The American Stock Exchange LLC (“Amex”), a Delaware limited liability company (Nasdaq, Amex and NASD are collectively referred to herein as the “Parties”). This Agreement constitutes Exhibit C to the Master Agreement of the same date among the National Association of Securities Dealers, Inc., The Nasdaq Stock Market, Inc., the American Stock Exchange, Inc., Nasdaq Financial Products Services, Inc. and the American Stock Exchange, LLC (the “Master Agreement”). Unless otherwise defined herein, all capitalized terms used herein shall have the meanings set forth in Article 1 of the Master Agreement and Section 15 of this Agreement.
MASTER AGREEMENT dated as of February 6, 2002 among National Association of Securities Dealers, Inc. The Nasdaq Stock Market, Inc. American Stock Exchange Membership Corporation Nasdaq Financial Products Services, Inc. and American Stock Exchange, LLCMaster Agreement • November 14th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services • New York
This Master Agreement, dated as of February 6, 2002 (Effective Date), is made by and among the National Association of Securities Dealers, Inc., a Delaware nonprofit corporation with its principal place of business located at 1735 K Street, N.W., Washington, DC 20006 (NASD), The Nasdaq Stock Market, Inc., a Delaware corporation with its principal place of business located at One Liberty Plaza, 165 Broadway, New York, New York 10006 (Nasdaq), and the American Stock Exchange, LLC, a Delaware limited liability corporation with its principal place of business located at 86 Trinity Place, New York, New York 10006 (Amex) (NASD, Nasdaq and Amex are collectively referred to herein as the Parties and individually as a Party), and, for certain provisions, the American Stock Exchange Membership Corporation, a New York Type A not-for-profit corporation with its principal place of business located at 86 Trinity Place, New York, New York 10006 (Old Amex) and Nasdaq Financial Products Services, Inc.,
SECOND AMENDMENT TO VOTING TRUST AGREEMENTVoting Trust Agreement • November 14th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
THIS SECOND AMENDMENT (Second Amendment) made as of July 18, 2002 amends and supplements the Voting Trust Agreement, dated June 28, 2000 (Agreement), as amended by the First Amendment to such Agreement, made as of January 18, 2001 (First Amendment) by and among the National Association of Securities Dealers, Inc., a Delaware non-stock corporation (NASD), The Nasdaq Stock Market, Inc., a Delaware corporation (Company), and The Bank of New York, a New York banking corporation (BONY). Unless otherwise provided in this Second Amendment, defined terms shall have the same meanings set forth in the Agreement.
SECOND AMENDMENT TO EWN II AGREEMENTEwn Ii Agreement • November 14th, 2002 • Nasdaq Stock Market Inc • Security & commodity brokers, dealers, exchanges & services
THIS SECOND AMENDMENT TO EWN II AGREEMENT (hereinafter referred to as the “Amendment”) by and between MCI WORLDCOM Communications, Inc. (“WorldCom”) and The Nasdaq Stock Market, Inc. (“Nasdaq”), is binding when signed by Nasdaq, provided it is subsequently accepted by WorldCom. The rates, charges, discounts and commitments set forth herein are effective no later than June 1, 2002 (“Second Amendment Effective Date”).
