UNDERWRITING AGREEMENTUnderwriting Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations • New York
INCENTIVE STOCK OPTION AGREEMENT UNDER THE HOOKIPA PHARMA INC. 2019 STOCK OPTION AND INCENTIVE PLANIncentive Stock Option Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
Pursuant to the HOOKIPA Pharma Inc. 2019 Stock Option and Incentive Plan as amended through the date hereof (the “Plan”), HOOKIPA Pharma Inc. (the “Company”) hereby grants to the Optionee named above an option (the “Stock Option”) to purchase on or prior to the Expiration Date specified above all or part of the number of shares of Common Stock, par value $0.0001 per share (the “Stock”), of the Company specified above at the Option Exercise Price per Share specified above subject to the terms and conditions set forth herein and in the Plan.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
This Amended and Restated Employment Agreement (“Agreement”) is made between HOOKIPA Biotech GmbH (the “Company”), and Joern Aldag (the “Executive”) and is made effective as of the closing of the first underwritten public offering of the equity securities of HOOKIPA Pharma Inc. (“Parent”) pursuant to an effective registration statement under the Securities Act of 1933, as amended (the “Effective Date”).
RESTRICTED STOCK UNIT AWARD AGREEMENT FOR NON-EMPLOYEE DIRECTORS UNDER THE HOOKIPA PHARMA INC. 2019 STOCK OPTION AND INCENTIVE PLANRestricted Stock Unit Award Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
Pursuant to the HOOKIPA Pharma Inc. 2019 Stock Option and Incentive Plan as amended through the date hereof (the “Plan”), HOOKIPA Pharma Inc. (the “Company”) hereby grants an award of the number of Restricted Stock Units listed above (an “Award”) to the Grantee named above. Each Restricted Stock Unit shall relate to one share of Common Stock, par value $0.0001 per share (the “Stock”) of the Company.
RESTRICTED STOCK AWARD AGREEMENT UNDER THE HOOKIPA PHARMA INC. 2019 STOCK OPTION AND INCENTIVE PLANRestricted Stock Award Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
Pursuant to the HOOKIPA Pharma Inc. 2019 Stock Option and Incentive Plan (the “Plan”) as amended through the date hereof, HOOKIPA Pharma Inc. (the “Company”) hereby grants a Restricted Stock Award (an “Award”) to the Grantee named above. Upon acceptance of this Award, the Grantee shall receive the number of shares of Common Stock, par value $0.0001 per share (the “Stock”) of the Company specified above, subject to the restrictions and conditions set forth herein and in the Plan. The Company acknowledges the receipt from the Grantee of consideration with respect to the par value of the Stock in the form of cash, past or future services rendered to the Company by the Grantee or such other form of consideration as is acceptable to the Administrator.
RESTRICTED STOCK UNIT AWARD AGREEMENT FOR COMPANY EMPLOYEES UNDER THE HOOKIPA PHARMA INC. 2019 STOCK OPTION AND INCENTIVE PLANRestricted Stock Unit Award Agreement for Company Employees • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
Pursuant to the HOOKIPA Pharma Inc. 2019 Stock Option and Incentive Plan as amended through the date hereof (the “Plan”), HOOKIPA Pharma Inc. (the “Company”) hereby grants an award of the number of Restricted Stock Units listed above (an “Award”) to the Grantee named above. Each Restricted Stock Unit shall relate to one share of Common Stock, par value $0.0001 per share (the “Stock”) of the Company.
NON-QUALIFIED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER THE HOOKIPA PHARMA INC. 2018 STOCK OPTION AND INCENTIVE PLANNon-Qualified Stock Option Agreement for Company Employees • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
Pursuant to the HOOKIPA Pharma Inc. 2019 Stock Option and Incentive Plan as amended through the date hereof (the “Plan”), HOOKIPA Pharma Inc. (the “Company”) hereby grants to the Optionee named above an option (the “Stock Option”) to purchase on or prior to the Expiration Date specified above all or part of the number of shares of Common Stock, par value $0.0001 per share (the “Stock”) of the Company specified above at the Option Exercise Price per Share specified above subject to the terms and conditions set forth herein and in the Plan. This Stock Option is not intended to be an “incentive stock option” under Section 422 of the Internal Revenue Code of 1986, as amended.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations • New York
This Amended and Restated Employment Agreement (“Agreement”) is made between HOOKIPA Pharma Inc., a Delaware corporation (the “Company”), and Igor Matushansky (the “Executive”) and is made effective as of the closing of the Company’s first underwritten public offering of its equity securities pursuant to an effective registration statement under the Securities Act of 1933, as amended (the “Effective Date”).
NON-QUALIFIED STOCK OPTION AGREEMENT FOR NON-EMPLOYEE DIRECTORS UNDER THE HOOKIPA PHARMA INC. 2019 STOCK OPTION AND INCENTIVE PLANNon-Qualified Stock Option Agreement • April 8th, 2019 • HOOKIPA Pharma Inc. • Pharmaceutical preparations
Pursuant to the HOOKIPA Pharma Inc. 2019 Stock Option and Incentive Plan as amended through the date hereof (the “Plan”), HOOKIPA Pharma Inc. (the “Company”) hereby grants to the Optionee named above, who is a Director of the Company but is not an employee of the Company, an option (the “Stock Option”) to purchase on or prior to the Expiration Date specified above all or part of the number of shares of Common Stock, par value $0.0001 per share (the “Stock”), of the Company specified above at the Option Exercise Price per Share specified above subject to the terms and conditions set forth herein and in the Plan. This Stock Option is not intended to be an “incentive stock option” under Section 422 of the Internal Revenue Code of 1986, as amended.
