STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 22nd, 2013 • Brookfield Mortgage Opportunity Income Fund Inc. • New York
Reference is made to the Underwriting Agreement dated March [—], 2013 (the “Underwriting Agreement”), by and among Brookfield Mortgage Opportunity Income Fund Inc. (the “Fund”), Brookfield Investment Management Inc. (the “Company”) and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
SALES INCENTIVE FEE AGREEMENTSales Incentive Fee Agreement • March 22nd, 2013 • Brookfield Mortgage Opportunity Income Fund Inc. • New York
SALES INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of March [—], 2013, between Oppenheimer & Co. Inc. (“Oppenheimer”) and Brookfield Investment Management Inc. (the “Investment Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 22nd, 2013 • Brookfield Mortgage Opportunity Income Fund Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of March [—], 2013, between Barclays Capital Inc. (“Barclays”) and Brookfield Investment Management Inc. (the “Investment Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • March 22nd, 2013 • Brookfield Mortgage Opportunity Income Fund Inc. • New York
This agreement (the “Agreement”) is between Brookfield Investment Management Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Brookfield Mortgage Opportunity Income Fund Inc. (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
