ContractLoan Agreement • March 26th, 2001 • Anchor National Life Insurance Co
SUBORDINATED LOAN AGREEMENT FOR EQUITY CAPITAL AGREEMENT dated August 4, 1999 to be effective August 23, 1999 between SunAmerica Inc. (the "Lender")and Royal Alliance Associates, Inc. (the "Broker-Dealer"). In consideration of the sum of $ 4,500,000.00 and subject to the terms and conditions hereinafter set forth, the Broker-Dealer promises to pay to the Lender or assigns on Sept. 23, 2002 (the "Scheduled Maturity Date") (the last day of the month at least three years from the effective date of this Agreement) at the principal office of the Broker-Dealer the aforedescribed sum and Interest theron payable at the rate of 8.0* % per annum from the effective date of this Agreement, which date shall be the date so agreed upon by the Lender and the Broker-Dealer unless otherwise determined by the National Association of Securities Dealers, Inc. (the "NASD"). This Agreement shall not be considered a satisfactory subordination agreement pursuant to the provisions of 17 CFR 240.15c3-d unless an
ContractSubordinated Loan Agreement • March 26th, 2001 • Anchor National Life Insurance Co
SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING THE MATURITY DATE Amendment dated as of May 22, 2000 between SunAmerica Inc. (the "Lender") and SunAmerica Capital Services, Inc. (the "Broker-Dealer'). In consideration of the sum of $3,500,000 (the...Loan Agreement • March 26th, 2001 • Anchor National Life Insurance Co
SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING THE MATURITY DATE Amendment dated as of May 22, 2000 between SunAmerica Inc. (the "Lender") and SunAmerica Capital Services, Inc. (the "Broker-Dealer"). In consideration of the sum of $3,500,000 (the...A Agreement • March 26th, 2001 • Anchor National Life Insurance Co
SUBORDINATED LOAN AGREEMENT LENDER'S ATTESTATION It is recommended that you discuss the merits of this investment with an attorney, accountant or some other person who has knowledge and experience in financial and business matters prior to executing this Agreement.
NASD ID Number 13158 DATE FILED: September 30, 2000 SUBORDINATED LOAN AGREEMENT AMENDMENT EXTENDING THE MATURITY DATE Amendment dated as of September 30, 2000, between SunAmerica Inc. (the "Lender") and SunAmerica Capital Services, Inc. (the...Subordinated Agreement • March 26th, 2001 • Anchor National Life Insurance Co
FOR NASD USE ONLY ACCEPTED BY: /S/ Gerald Dougherty (Name) Assistant Director (Titled) EFFECTIVE DATE: October 30, 2001 LOAD NUMBER: 10-E-SLA-10810
