EXCHANGE AGREEMENTExchange Agreement • January 17th, 2006 • Bookham, Inc. • Semiconductors & related devices • New York
This Exchange Agreement, dated as of January 13, 2006 (the “Agreement”), is entered into by and among Bookham, Inc., Delaware corporation (the “Company”), Bookham Technology plc, a company incorporated under the laws of England and Wales (“Bookham plc”) and the parties listed on Exhibit A hereto (each, an “Investor”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 17th, 2006 • Bookham, Inc. • Semiconductors & related devices • New York
This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 13, 2006, is by and between BOOKHAM, INC., a Delaware corporation (the “Company”), and each of the entities whose names appear on the signature pages hereof. Such entities are each referred to herein as an “Investor” and, collectively, as the “Investors”.
SECURITIES EXCHANGE AGREEMENTSecurities Exchange Agreement • January 17th, 2006 • Bookham, Inc. • Semiconductors & related devices • New York
SECURITIES EXCHANGE AGREEMENT (this “Agreement”), dated as of January 13, 2006, by and between BOOKHAM, INC., a Delaware corporation (the “Company”), and each of the entities whose names appear on the signature pages hereof. Such entities are each referred to herein as an “Investor” and, collectively, as the “Investors”.
Issue Date: January 13, 2006 Warrant No. C-___Bookham, Inc. • January 17th, 2006 • Semiconductors & related devices
THIS CERTIFIES that [ ] and its permitted assigns (the “Holder”), has the right to purchase from BOOKHAM, INC., a Delaware corporation (the “Company”), upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, up to [ ] fully paid and nonassessable shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), subject to adjustment as provided herein, at a price per share equal to the Exercise Price (as defined below), at any time and from time to time beginning on July 13, 2006 and ending at 6:00 p.m., eastern time, on January 13, 2011 (the “Expiration Date”). This Warrant is issued pursuant to an Exchange Agreement, dated as of January 13, 2006 (the “Exchange Agreement”).
Issue Date: January 13, 2006 Warrant No. A-___Bookham, Inc. • January 17th, 2006 • Semiconductors & related devices
THIS CERTIFIES that [ ] and its permitted assigns (the “Holder”), has the right to purchase from BOOKHAM, INC., a Delaware corporation (the “Company”), upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, up to [ ] fully paid and nonassessable shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), subject to adjustment as provided herein, at a price per share equal to the Exercise Price (as defined below), at any time and from time to time beginning on July 13, 2006 and ending at 6:00 p.m., eastern time, on January 13, 2011 (the “Expiration Date”). This Warrant is issued pursuant to a Securities Exchange Agreement, dated as of January 13, 2006 (the “Securities Exchange Agreement”). Capitalized terms used herein and not otherwise defined shall have the respective meanings set forth in the Securities Exchange Agreement.
