AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • August 10th, 2011 • Driehaus Mutual Funds • Delaware
AGREEMENT AND PLAN OF EXCHANGE, dated May 23, 2011 (the “Agreement”), among Driehaus Emerging Markets Small Cap Growth Fund, L.P., a Delaware limited partnership (the “Partnership”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Emerging Markets Small Cap Growth Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
FORM OF EXPENSE LIMITATION AGREEMENTForm of Expense Limitation Agreement • August 10th, 2011 • Driehaus Mutual Funds
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of August __, 2011 by and between Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Driehaus Mutual Funds (the “Trust”), on behalf of the Driehaus Emerging Markets Small Cap Growth Fund series of the Trust (the “Fund”).
Re: Subscription Agreement for Shares of the Driehaus Emerging Markets Small Cap Growth Fund (the “Fund”) of the Driehaus Mutual Funds (the “Trust”)Driehaus Mutual Funds • August 10th, 2011
This share is not being purchased with a present intent of distributing or reselling the same to the public and will be held for investment purposes only.
FORM OF LETTER AGREEMENTForm of Letter Agreement • August 10th, 2011 • Driehaus Mutual Funds
This Agreement is made as of this ___ day of August, 2011 between DRIEHAUS MUTUAL FUNDS, a Delaware statutory trust (the “Trust”), and DRIEHAUS CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”).
