0000950123-11-015560 Sample Contracts

PROSPECT CAPITAL CORPORATION PURCHASE AGREEMENT

Purchase Agreement • February 18th, 2011 • Prospect Capital Corp • New York

• Contract Type
  Purchase Agreement
• Filed
  February 18th, 2011
• Company
  Prospect Capital Corp
• Jurisdiction
  New York

Goldman, Sachs & Co., As Representative of the several Initial Purchasers named in Schedule I attached hereto, c/o Goldman, Sachs & Co. 200 West Street New York, New York 10282

PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of February 18, 2011 5.50% SENIOR CONVERTIBLE NOTES DUE 2016

Prospect Capital Corp • February 18th, 2011 • New York

• Company
  Prospect Capital Corp
• Filed
  February 18th, 2011
• Jurisdiction
  New York

INDENTURE, dated as of February 18, 2011 (this “Indenture”), between PROSPECT CAPITAL CORPORATION, a corporation organized under the laws of Maryland, as issuer (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as trustee hereunder (the “Trustee”).