IMPERIAL HOLDINGS, INC. ____________ Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 12th, 2011 • Imperial Holdings, LLC • Finance services • New York
FBR CAPITAL MARKETS & CO. [INSERT NAME OF ADDITIONAL REPRESENTATIVES] as Representatives of the several Underwriters c/o FBR Capital Markets & Co. 1001 19th Street North Arlington, Virginia 22209
WARRANT TO PURCHASE COMMON STOCK OF IMPERIAL HOLDINGS, INC.Imperial Holdings, LLC • January 12th, 2011 • Finance services • Florida
THIS CERTIFIES THAT, the undersigned, or his permitted registered assigns, is entitled, subject to the terms and conditions of this Warrant (as defined below), at any time or from time to time after the issuance date of this Warrant (the “Effective Date”), and before 5:00 p.m. Eastern Time on the seventh anniversary of the Effective Date (the “Expiration Date”), to purchase from IMPERIAL HOLDINGS, INC., a Florida corporation (the “Company”), the vested portion of the Shares (as defined below) at a per-share price equal to the Purchase Price (as defined below). Both the number of shares of Common Stock (as defined below) purchasable upon exercise of this Warrant and the Purchase Price are subject to adjustment and change as provided herein.
