AGREEMENTAgreement • June 4th, 2010 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Massachusetts
THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is entered into this 28th day of December, 2005, by and between Jonathan G. Eaton (the “Executive”) and LPL Holdings, Inc. (the “Company”) to be effective upon the Closing (as defined below).
INDEMNIFICATION AGREEMENTIndemnification Agreement • June 4th, 2010 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • Massachusetts
THIS AGREEMENT is made as of (the “Closing Date”), by and between each of BD Investment Holdings Inc. (“Holdings”), LPL Holdings, Inc., a Massachusetts corporation (“LPL”, and together with Holdings, each a “Company”), and (the “Indemnitee”), an officer and/or director of a Company.
EMPLOYMENT AGREEMENTEmployment Agreement • June 4th, 2010 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • North Carolina
This Employment Agreement (this “Agreement”) is entered into this 2nd day of January, 2007, by and between UVEST Financial Services Group Inc., a North Carolina corporation (“Employer”), and Dan H. Arnold (“Employee”).
ContractStock Option Agreement • June 4th, 2010 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services
This Option and any securities issued upon exercise of this Option are subject to restrictions on voting and transfer and requirements of sale and other provisions as set forth in this Stock Option Agreement and the Stockholders Agreement (defined below). The securities issued upon exercise of this Option shall constitute “Shares” as defined therein.
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • June 4th, 2010 • LPL Investment Holdings Inc. • Security & commodity brokers, dealers, exchanges & services
This Amendment (the “Amendment”) is made and entered into as of September 28, 2009, by and between UVEST Financial Services Group, Inc., a North Carolina corporation (“Employer”) and Dan H. Arnold (“Employee”) to that certain Employment Agreement dated January 2, 2007 between Employer and Employee (“Employment Agreement”).
