INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 29th, 2009 • Highland Floating Rate Advantage Fund • Delaware
INVESTMENT ADVISORY AGREEMENT made as of December 31, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the “Manager”), and Highland Floating Rate Advantage Fund, a Delaware statutory trust (the “Fund”).
RED FLAG SERVICES AMENDMENTFlags Services Amendment • December 29th, 2009 • Highland Floating Rate Advantage Fund
This Red Flags Services Amendment (“Amendment”) is being entered into as of Mary 1, 2009 (“Effective Date”), by and between PNC Global Investment Servicing (U.S.) Inc. (formerly known as PFPC Inc.) (“PNC”) and the undersigned investment company (the “Fund”) and amends the agreement between PNC and the Fund pursuant to which PNC provides transfer agency services to the Fund, as amended to date (“Existing Agreement”).
CREDIT AGREEMENT dated as of November 4, 2009 between HIGHLAND FLOATING RATE ADVANTAGE FUND and THE BANK OF NOVA SCOTIA Bryan Cave LLP 1290 Avenue of the Americas New York, New York 10104-3300Credit Agreement • December 29th, 2009 • Highland Floating Rate Advantage Fund • New York
CREDIT AGREEMENT, dated as of November 4, 2009, between Highland Floating Rate Advantage Fund, a Delaware statutory trust and The Bank of Nova Scotia.
Re: Consent and Amendment: Custodian Services AgreementServices Agreement • December 29th, 2009 • Highland Floating Rate Advantage Fund • Delaware
AMENDMENT to the CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • December 29th, 2009 • Highland Floating Rate Advantage Fund
This AMENDMENT (this “Amendment”) amends as of the 6th day of June, 2005 (the “Effective Date”), the Custodian Services Agreement, dated as of October 18, 2004 between Highland Floating Rate Advantage Fund (the “Fund”) and PFPC Trust Company (“PFPC Trust”) (the “Agreement”).
CONFIDENTIAL TREATMENT REQUESTED BY PFPCHighland Floating Rate Advantage Fund • December 29th, 2009 • Delaware
THIS AMENDMENT, executed as of July 14, 2006 (“Amendment”), is made to the Accounting Services Agreement dated October 18, 2004, (the “Agreement”) between HIGHLAND FLOATING RATE ADVANTAGE FUND (the “Fund”) and PFPC Inc. (“PFPC”) and is retroactive to October 18, 2004.
