STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated [•], 2009 (the “Underwriting Agreement”), by and among Seligman Premium Technology Growth Fund, Inc. (the “Fund”), RiverSource Investments, LLC (the “Investment Manager”) and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This agreement is between RiverSource Investments, LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to the Seligman Premium Technology Growth Fund, Inc. (the “Fund”).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
WHEREAS, Seligman Premium Technology Growth Fund, Inc. (including any successor by merger or otherwise, the “Fund”) is a diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and its common shares are registered under the Securities Act of 1933, as amended;
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
WHEREAS, Seligman Premium Technology Growth Fund, Inc. (including any successor by merger or otherwise, the “Fund”) is a non-diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and its common shares are registered under the Securities Act of 1933, as amended;
