RULE 12b-1 RELATED AGREEMENTRelated Agreement • December 26th, 2012 • Artio Global Investment Funds
This letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Select Opportunities Fund, Inc. (the “Select Opportunities Fund”), on behalf of each series of the Trust, and the Select Opportunities Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Select Opportunities Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have
FORM OF EXPENSE LIMITATION AGREEMENTForm of Expense Limitation Agreement • December 26th, 2012 • Artio Global Investment Funds • New York
EXPENSE LIMITATION AGREEMENT (“Agreement”), effective as of February 28, 2013, by and between Artio Global Investment Funds, a Massachusetts business trust (the “Trust”), on behalf of the Artio Global High Income Fund (the “Fund”), and Artio Global Management, LLC, a corporation organized under the laws of the State of Delaware (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 26th, 2012 • Artio Global Investment Funds • New York
EXPENSE LIMITATION AGREEMENT (“Agreement”), effective as of June 29, 2012, by and between the Artio Global Investment Funds, a Massachusetts business trust (the “Trust”), on behalf of the Artio U.S. Microcap Fund (“Microcap”), the Artio U.S. Smallcap Fund (“Smallcap”), the Artio U.S. Midcap Fund (“Midcap”) and the Artio U.S. Multicap Fund (“Multicap”)(each a “Fund” and collectively, the “Funds”), and Artio Global Management, LLC, a corporation organized under the laws of the State of Delaware (the “Adviser”).
ARTIO GLOBAL INVESTMENT FUNDS AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 26th, 2012 • Artio Global Investment Funds
THIS AMENDMENT, dated as of the 18th day of October, 2012, to the Amended and Restated Transfer Agent Servicing Agreement, originally made and entered into as of July 19, 2004, and amended and restated as of July 1, 2009 and June 14, 2010, (the “Agreement”), is entered into by and between ARTIO GLOBAL INVESTMENT FUNDS, a Massachusetts trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF EXPENSE LIMITATION AGREEMENTForm of Expense Limitation Agreement • December 26th, 2012 • Artio Global Investment Funds • New York
EXPENSE LIMITATION AGREEMENT (“Agreement”), effective as of February 28, 2013, by and between Artio Global Investment Funds, a Massachusetts business trust (the “Trust”), on behalf of the Artio Emerging Markets Local Currency Debt Fund (the “Fund”), and Artio Global Management, LLC, a corporation organized under the laws of the State of Delaware (the “Adviser”).
Quasar Distributors, LLC 615 East Michigan Street Milwaukee, Wisconsin 53202 DEALER AGREEMENTDealer Agreement • December 26th, 2012 • Artio Global Investment Funds • Wisconsin
This Agreement is made and effective as of this ______ day of ______________, 20__, between Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, and __________________________ (“Dealer”), a ____________________ corporation.
ARTIO GLOBAL INVESTMENT FUNDS AMENDMENT TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • December 26th, 2012 • Artio Global Investment Funds
THIS AMENDMENT, dated as of the 18th day of October, 2012, to the Amended and Restated Distribution Agreement, originally made and entered into as of July 19, 2004, amended and restated as of July 1, 2009 and June 14, 2010, and further amended December 16, 2010 (the “Agreement”), is entered into by and between ARTIO GLOBAL INVESTMENT FUNDS, a Massachusetts trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).
ARTIO GLOBAL INVESTMENT FUNDS Amendment No. 3 to Amended and Restated Master Trust AgreementInvestment Funds • December 26th, 2012 • Artio Global Investment Funds
The undersigned, being at least a majority of the Trustees of Artio Global Investment Funds (the “Trust”), having determined it to be consistent with the fair and equitable treatment of all shareholders of the Trust, hereby amend the Trust’s Amended and Restated Master Trust Agreement (the “Master Trust Agreement”), a copy of which is on file in the office of the Secretary of the Commonwealth of Massachusetts, as follows:
ARTIO GLOBAL INVESTMENT FUNDS Amendment No. 4 to Amended and Restated Master Trust AgreementInvestment Funds • December 26th, 2012 • Artio Global Investment Funds
The undersigned, being at least a majority of the Trustees of Artio Global Investment Funds (the “Trust”), having determined it to be consistent with the fair and equitable treatment of all shareholders of the Trust, hereby amend the Trust’s Amended and Restated Master Trust Agreement (the “Master Trust Agreement”), a copy of which is on file in the office of the Secretary of the Commonwealth of Massachusetts, as follows:
