COLLATERAL PLEDGE AND SECURITY AGREEMENT Dated as of March 5, 2002 among ADAPTEC, INC. as Pledgor, WELLS FARGO BANK, N.A. as Trustee, and WELLS FARGO BANK, N.A. as Collateral AgentCollateral Pledge and Security Agreement • June 3rd, 2002 • Adaptec Inc • Computer communications equipment • California
Pursuant to Section 3(e) of the Collateral Pledge and Security Agreement (as supplemented from time to time, the “Pledge Agreement”) dated as of March 5, 2002, among Adaptec, Inc., a Delaware corporation (the “Pledgor”), Wells Fargo Bank, N.A., a California state chartered banking corporation, as trustee (the “Trustee”) for the holders of the $225,000,000 aggregate principal amount (or up to $250,000,000 aggregate principal amount if the Initial Purchasers' overallotment option is exercised) 3% Convertible Subordinated Notes Due 2007 of the Pledgor and Wells Fargo Bank, N.A., a California state chartered banking corporation, as collateral agent and securities intermediary (the “Collateral Agent”), the undersigned officer of the Collateral Agent, on behalf of the Collateral Agent, makes the following certifications to the Pledgor and the Initial Purchasers. Capitalized terms used and not defined in this Officer’s Certificate have the meanings set forth or referred to in the Pledge Agree
REGISTRATION RIGHTS AGREEMENT among ADAPTEC, INC., BEAR, STEARNS & CO. INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC and MORGAN STANLEY & CO. INCORPORATED Dated as of March 5, 2002Registration Rights Agreement • June 3rd, 2002 • Adaptec Inc • Computer communications equipment • New York
This REGISTRATION RIGHTS AGREEMENT, dated as of March 5, 2002, is among ADAPTEC, INC., a Delaware corporation (together with any successor entity, herein referred to as the “Issuer”), BEAR, STEARNS & CO. INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC and MORGAN STANLEY & CO. INCORPORATED (collectively, the “Initial Purchasers”).
