UNDERWRITING AGREEMENT Between ADVISORONE FUNDS and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • November 14th, 2014 • Advisorone Funds • Nebraska
THIS UNDERWRITING AGREEMENT effective the 10th day of November 2012 by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
FUND SERVICES AGREEMENT between ADVISORONE FUNDS andFund Services Agreement • November 14th, 2014 • Advisorone Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) effective as of the 1st day of January, 2010, by and between ADVISORONE FUNDS, a Delaware statutory trust having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
CUSTODY AGREEMENTCustody Agreement • November 14th, 2014 • Advisorone Funds • Ohio
THIS AGREEMENT, effective as of September 1, 2010, by and between ADVISORONE FUNDS, a business trust organized under the laws of the State of Delaware (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
CONSULTING AGREEMENTConsulting Agreement • November 14th, 2014 • Advisorone Funds • New York
This Consulting Agreement (the “Agreement”) is effective December 16, 2008 between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Suite 110, Hauppauge, NY 11788 (“NLCS”), and ADVISORONE FUNDS, a registered investment company organized as a Delaware business trust, located at 17605 Wright Street, Omaha, Nebraska 68130 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A (each a “Fund” and collectively “Funds”). This Agreement supersedes and replaces the existing consulting agreement between the parties.
INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS and CLS INVESTMENTS, LLC THE ADVISORONE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 14th, 2014 • Advisorone Funds • New York
AGREEMENT, made as of April 9, 2013, as amended July 15, 2014, between AdvisorOne Funds, a Delaware business trust (the “Trust”), and CLS Investments, LLC, a Nebraska limited liability company (the “Adviser”).
November 3, 2014 AdvisorOne Funds Board of Trustees c/o Ryan Beach, President of the Board 17605 Wright Street Omaha, NE 68130 Re: Advisory Fee Waivers Dear Mr. Beach:Advisorone Funds • November 14th, 2014
In connection with that certain Investment Advisory Agreement dated April 9, 2013, as amended July 15, 2014 (the “Agreement”) by and between CLS Investments, LLC (the “Adviser”) and the AdvisorOne Funds (the “Funds”), CLS has contractually agreed to waive a portion of its advisory fees for the benefit of the Funds, and to contractually bind itself, to waive or limit its management fees and to reimburse expenses, other than expenses relating to dividends on short sales, interest expense, indirect fees and expenses of underlying funds, and extraordinary or non-recurring expenses, through December 31, 2015, so that the annual operating expenses of the Funds do not exceed the percentage of average daily net assets indicated below:
