INVESTMENT ADVISORY AGREEMENT Between ADVISORONE FUNDS and HORIZON INVESTMENTS, LLCInvestment Advisory Agreement • August 7th, 2014 • Advisorone Funds • New York
AGREEMENT, made as of December 15, 2011, as amended July 25, 2013 and April 24, 2014 between AdvisorOne Funds, a Delaware statutory trust (the "Trust"), and Horizon Investments, LLC a South Carolina limited liability company (the "Adviser"), located at 13024 Ballantyne Corporate Place, Suite 225, Charlotte, NC 28277.
UNDERWRITING AGREEMENT Between ADVISORONE FUNDS and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • August 7th, 2014 • Advisorone Funds • Nebraska
THIS UNDERWRITING AGREEMENT effective the 10th day of November 2012 by and between ADVISORONE FUNDS, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
FUND SERVICES AGREEMENT between ADVISORONE FUNDS andFund Services Agreement • August 7th, 2014 • Advisorone Funds • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 15th day of December, 2011, as amended April 24, 2014 by and between ADVISORONE FUNDS, a Delaware statutory trust having its principal office and place of business at 17605 Wright Street, Omaha, NE 68130 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the Funds made a part of this Agreement.
CONSULTING AGREEMENTConsulting Agreement • August 7th, 2014 • Advisorone Funds • New York
This Consulting Agreement (the “Agreement”) is effective December 15, 2011, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 80 Arkay Drive, Hauppauge, NY 11788 (“NLCS”), and ADVISORONE FUNDS, a registered investment company organized as a Delaware business trust, located at 17605 Wright Street, Omaha, NE 68130 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”).
April 24, 2014 AdvisorOne Funds Board of Trustees c/o Ryan Beach, President of the Board 17605 Wright Street Omaha, NE 68130 Re: Advisory Fee Waivers Dear Mr. Beach:Advisorone Funds • August 7th, 2014
In connection with that certain Investment Advisory Agreement dated December 11, 2011, as amended April 24, 2014 (the “Agreement”)by and between Horizon Investments, LLC (the “Adviser”) and the AdvisorOne Funds (the “Funds”), Horizon has contractually agreed to waive a portion of its advisory fees for the benefit of the Funds, and to contractually bind itself, to waive or limit its management fees and to reimburse expenses, other than expenses relating to dividends on short sales, interest expense, indirect fees and expenses of underlying funds, and extraordinary or non-recurring expenses so that the annual operating expenses of the Funds do not exceed the percentage of average daily net assets indicated below:
