INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and CARF MANAGEMENT LLCInvestment Advisory Agreement • September 5th, 2012 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of May 30, 2012 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and CARF MANAGEMENT LLC , a Georgia limited liability company (the "Adviser") located at 1899 Powers Ferry Road SE, Suite 120, Atalnta, Georgia 30339.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CARF MANAGEMENT LLCAnd Security Agreement • September 5th, 2012 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 30th day of May, 2012, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of River Rock 4 Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Carf Management LLC (the “Advisor”).
DISTRIBUTION PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST III On behalf of its series RIVER ROCK 4 FUNDDistribution Plan • September 5th, 2012 • Northern Lights Fund Trust Iii
DISTRIBUTION PLAN made as of May 30, 2012, by and between Northern Lights Fund Trust III (the "Trust") on behalf of its separate series, River Rock 4 Fund (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
