INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and SWAN CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • June 26th, 2012 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of May 30 , 2012 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and SWAN CAPITAL MANAGEMENT, INC. , a Colorado corporation (the "Adviser") located at 277 E. Third Avenue, A , Durango, Colorado 81301.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT SWAN CAPITAL MANAGEMENT, INC.And Security Agreement • June 26th, 2012 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 30th day of May, 2012, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of Swan Defined Risk Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Swan Capital Management, Inc. (the “Advisor”).
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST III On behalf of its series SWAN DEFINED RISK FUNDDistribution Plan and Agreement • June 26th, 2012 • Northern Lights Fund Trust Iii
DISTRIBUTION PLAN made as of May 30, 2012, by and between Northern Lights Fund Trust III (the "Trust") on behalf of its separate series, Swan Defined Risk Fund (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
