SPECIAL CUSTODY AND PLEDGE AGREEMENT (Short Sales)Special Custody and Pledge Agreement • December 29th, 2010 • Dunham Funds • New York
AGREEMENT, (hereinafter "Agreement") dated as of August 11, 2010 among DUNHAM FUNDS ON BEHALF OF DUNHAM MONTHLY DISTRIBUTION FUND ("Customer"), GOLDMAN, SACHS & CO., a New York limited partnership ("Broker"), WESTCHESTER CAPITAL MANAGEMENT, INC. ("Manager") and U.S. BANK NATIONAL ASSOCIATION as Custodian hereunder ("Custodian").
