0000905148-11-001205 Sample Contracts

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • June 22nd, 2011 • Japan Smaller Capitalization Fund Inc • New York

AGREEMENT made this 25th day of April, 2007, by and between NOMURA ASSET MANAGEMENT U.S.A. INC., a New York corporation (hereinafter referred to as the “Manager”), and NOMURA ASSET MANAGEMENT CO., LTD., a Japanese corporation (hereinafter referred to as the “Investment Adviser which replaces and supersedes any existing agreement with respect to the same matter between the Manager and the Investment Adviser”).

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MANAGEMENT AGREEMENT
Management Agreement • June 22nd, 2011 • Japan Smaller Capitalization Fund Inc • New York

AGREEMENT made this 8th day of November, 2006, by and between JAPAN SMALLER CAPITALIZATION FUND, INC., a Maryland corporation (hereinafter referred to as the “Fund”), and NOMURA ASSET MANAGEMENT U.S.A. INC., a New York corporation (hereinafter referred to as the “Manager”).

AMENDMENT TO THE ACCOUNTING AGENCY AGREEMENT
The Accounting Agency Agreement • June 22nd, 2011 • Japan Smaller Capitalization Fund Inc

AMENDMENT entered into as of this 8th day of November , 2007 to the Accounting Agency Agreement between JAPAN SMALLER CAPITALIZATION FUND, INC. (the “Fund”) and BROWN BROTHERS HARRIMAN & CO. (the “Accounting Agent”) dated as of April 26, 2007 (the “Agreement”).

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