FORM OF AUCTION AGENCY AGREEMENTForm of Auction Agency Agreement • February 1st, 2001 • Prospect Street High Income Portfolio Inc • New York
This Auction Agency Agreement (this "Agreement"), dated as of ________ __, 2001, is between Prospect Street(R)High Income Portfolio Inc. (the "Fund") and Bankers Trust Company, a New York banking corporation.
FORM OF BROKER-DEALER AGREEMENTBroker-Dealer Agreement • February 1st, 2001 • Prospect Street High Income Portfolio Inc • New York
This Broker-Dealer Agreement dated as of __________ __, 2001, is between Bankers Trust Company, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Prospect Street® High Income Portfolio Inc. (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement dated as of ________ __, 2001, between the Fund and the Auction Agent (the "Auction Agency Agreement")) and Salomon Smith Barney Inc. (together with its successors and assigns, "BD").
