PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 27th, 2023 • Principal Funds, Inc.
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of May 1, 2023, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and T. ROWE PRICE ASSOCIATES, INC., a corporation organized and existing under the laws of the State of Maryland (the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. PRINCIPAL VARIABLE CONTRACTS FUNDS, INC. INTERFUND LENDING AGREEMENTInterfund Lending Agreement • December 27th, 2023 • Principal Funds, Inc. • Iowa
This Interfund Lending Agreement (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”), dated effective as of March 29, 2023 (the “Effective Date”), is by and among the series listed for Principal Funds, Inc. and Principal Variable Contracts Funds, Inc. on Schedule A or Schedule B hereto (collectively, the “Funds,” and each portfolio series of a Fund shall be referred to herein as a “Fund” and collectively as the “Funds”) and Principal Global Investors, LLC (the “Adviser”).
PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARESDistribution Plan and Agreement • December 27th, 2023 • Principal Funds, Inc.
DISTRIBUTION PLAN AND AGREEMENT made as of April 2, 2019, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BLACKROCK FINANCIAL MANAGEMENT, INC. SUB-ADVISED FUNDSSub-Advisory Agreement • December 27th, 2023 • Principal Funds, Inc.
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of August 24, 2023 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware corporation (the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • December 27th, 2023 • Principal Funds, Inc.
This AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective December 31, 2023, is by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • December 27th, 2023 • Principal Funds, Inc.
AGREEMENT to be effective December 31, 2023 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
DRA CAYMAN CORPORATION SUB-ADVISORY AGREEMENT WELLINGTON MANAGEMENT COMPANY LLPSub-Advisory Agreement • December 27th, 2023 • Principal Funds, Inc.
SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of March 21, 2022, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager"), and WELLINGTON MANAGEMENT COMPANY LLP, a Delaware limited liability partnership (the “Sub-Advisor”).
AMENDMENT TO SCHEDULE IIPrincipal Funds, Inc. • December 27th, 2023
Schedule II to the Custody Agreement between Principal Funds, Inc. and The Bank of New York Mellon effective November 11, 2011, as amended (the "Agreement") is hereby amended effective January 12, 2023 to (i) add the Principal Funds, Inc. - Principal LifeTime 2070 Fund, and (ii) add the Principal Funds, Inc - Principal LifeTime Hybrid 2070 Fund, each as a Series under the Agreement; and (iii) delete Schedule II in its entirety and replace such Schedule with the attached Schedule II.
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS C, CLASS J, CLASS S, INSTITUTIONAL CLASS, CLASS R-6 AND PLAN CLASS SHARESTransfer Agency Agreement • December 27th, 2023 • Principal Funds, Inc.
This Amended and Restated Transfer Agency Agreement (the “Agreement”)is effective on November 1, 2023, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).
AMENDED AND RESTATED SUB-SUB-ADVISORY AGREEMENTSub-Sub-Advisory Agreement • December 27th, 2023 • Principal Funds, Inc.
AMENDED AND RESTATED SUB-SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of August 24, 2023 by and between BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware corporation and registered investment adviser (the “Sub-Advisor”), and BLACKROCK INTERNATIONAL LIMITED, a corporation organized under the laws of Scotland and a registered investment adviser (the “Sub-Sub-Advisor” and, collectively with the Sub-Advisor, the “parties” and, individually, each a “party”).
GMS CAYMAN CORPORATION SUB-ADVISORY AGREEMENTGMS Cayman Corporation • December 27th, 2023 • Principal Funds, Inc.
AGREEMENT executed as of September 28, 2018, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the "Manager"), and GRAHAM CAPITAL MANAGEMENT L.P., a Delaware limited partnership (hereinafter called the "Sub-Advisor)".
