0000898745-21-000179 Sample Contracts

PRINCIPAL FUNDS, INC.
Sub-Advisory Agreement • February 24th, 2021 • Principal Funds Inc • Iowa

SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of November 17, 2020 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC , a Delaware limited liability company (the “Sub-Advisor”).

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PRINCIPAL FUNDS, INC. THIRD AMENDED AND RESTATED SUB-ADVISORY AGREEMENT DDJ CAPITAL MANAGEMENT, LLC SUB-ADVISED FUNDS
Sub-Advisory Agreement • February 24th, 2021 • Principal Funds Inc • Iowa

THIRD AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of January 1, 2021 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager"), and DDJ CAPITAL MANAGEMENT, LLC, a Massachusetts limited liability company (the “Sub-Advisor”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 24th, 2021 • Principal Funds Inc

AGREEMENT made this January 1, 2021 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 24th, 2021 • Principal Funds Inc

AGREEMENT made this March 1, 2021 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 24th, 2021 • Principal Funds Inc

This AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective January 1, 2021, is by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).

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