PRINCIPAL FUNDS, INC.Sub‑advisory Agreement • October 31st, 2019 • Principal Funds Inc • Delaware
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of June 25, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Manager”), and GOTHAM ASSET MANAGEMENT, LLC (hereinafter called the “Sub‑Advisor”).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • October 31st, 2019 • Principal Funds Inc
AGREEMENT made this June 12, 2019 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
PRINCIPAL FUNDS, INC.Sub-Advisory Agreement • October 31st, 2019 • Principal Funds Inc • Iowa
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of July 1, 2019 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and BNP PARIBAS ASSET MANAGEMENT USA, Inc., a corporation organized under the laws of the State of New York (hereinafter called "the Sub-Adviser'').
INVESTMENT SUB-ADVISORY AGREEMENT ADDENDUMInvestment Sub-Advisory Agreement • October 31st, 2019 • Principal Funds Inc
This addendum (“Addendum”), dated as of June 26, 2019, amends and is incorporated into and shall form a part of the AMENDED AND RESTATED SUB-ADVISORY AGREEMENT, dated April 1, 2018 (the “Sub-Advisory Agreement” and, together with this Addendum, the “Agreement”), is made by and between PRINCIPAL GLOBAL INVESTORS, LLC, (“Manager”) and MetLife Investment Management, LLC (“Sub-Advisor”) on behalf of itself and its affiliates.
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 31st, 2019 • Principal Funds Inc • Iowa
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) effective as of June 21, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Manager”), and PRINCIPAL REAL ESTATE INVESTORS, LLC (hereinafter called the “Sub-Advisor”).
PRINCIPAL FUNDS, INC.Sub-Advisory Agreement • October 31st, 2019 • Principal Funds Inc • Iowa
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of the 1st day of July 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and POST ADVISORY GROUP, LLC, a Delaware limited liability company (hereinafter called “the Sub- Advisor).
AMENDMENT TO SCHEDULE IIPrincipal Funds Inc • October 31st, 2019
Schedule II to the Custody Agreement between Principal Funds, Inc. and The Bank of New York Mellon effective November 11, 2011, as amended (the "Agreement") is hereby amended effective April 30, 2019 to (i) add the Principal Funds, Inc. - Small-MidCap Growth Fund as a Series under the Agreement and to remove Principal Funds, Inc. - Dynamic Floating Rate High Income Fund (formerly Principal Funds, Inc. - Dynamic High Yield Explorer Fund) as a series under the Agreement.
