0000898745-16-001543 Sample Contracts

PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • October 13th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of October 1, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the "Manager"), and Analytic Investors, LLC (hereinafter called the "Sub-Advisor").

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PRINCIPAL FUNDS. INC. SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • October 13th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of the July 1, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and YORK REGISTERED HOLDINGS, L.P., a Delaware Limited Partnership (hereinafter called "the Sub-Advisor) .

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PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB‑ADVISORY AGREEMENT SMALLCAP GROWTH FUND I
Sub‑advisory Agreement • October 13th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of the April 25, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa Corporation (hereinafter called "the Manager") and EMERALD ADVISORS, INC. (”Emerald”) (hereinafter called "the Sub‑Advisor").

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PRINCIPAL FUNDS. INC. AMENDED AND RESTATED SUB-ADVISORY CONSULTING AGREEMENT GLOBAL MULTI-STRATEGY SUB-ADVISED FUND
Sub-Advisory Consulting Agreement • October 13th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of the 1st day of July, 2016 by and between PRINCIPAL MANAGEMENT CORPORATION , an Iowa corporation (hereinafter called "the Manager"), and Cliffwater LLC, a Delaware limited liability company (hereinafter called "the Sub-Advisor" ).

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