0000898745-16-000869 Sample Contracts

FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • January 14th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of ____________________, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and THREE BRIDGES CAPITAL, L.P. (hereinafter called the “Sub‑Advisor”).

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FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • January 14th, 2016 • Principal Funds Inc

AGREEMENT to be effective _________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

FORM OF PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • January 14th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of ________________, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and COLUMBUS CIRCLE INVESTORS (hereinafter called the “Sub‑Advisor”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • January 14th, 2016 • Principal Funds Inc

AGREEMENT made this ___ day of ___________, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • January 14th, 2016 • Principal Funds Inc

AGREEMENT to be effective November 1, 2015, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • January 14th, 2016 • Principal Funds Inc

AGREEMENT made this December 31, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

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