0000898531-19-000103 Sample Contracts

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • February 28th, 2019 • Hennessy Funds Trust

THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of October 26, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).

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EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • February 28th, 2019 • Hennessy Funds Trust • Delaware

THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of October 26, 2018, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each, a “Fund” and together, the “Funds”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).

SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • February 28th, 2019 • Hennessy Funds Trust • Delaware

THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of October 26, 2018, by and between Hennessy Advisors, Inc., a California corporation (“Manager”), and BP Capital Fund Advisors, LLC, a Delaware limited liability company (“Sub‑Adviser”).

SECOND AMENDMENT TO EXPENSE LIMITATION AGREEMENT
Limitation Agreement • February 28th, 2019 • Hennessy Funds Trust

THIS SECOND AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is made effective as of February 28, 2019, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hennessy Technology Fund (the “Fund”), and Hennessy Advisors, Inc., the Fund’s investment adviser (the “Adviser”).

SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT
Servicing Agreement • February 28th, 2019 • Hennessy Funds Trust

THIS SECOND AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (this “Amendment”) is made effective as of October 26, 2018 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (“HNNA”).

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