0000898531-12-000311 Sample Contracts

This Sub-Advisory Agreement is made as of the ___ day of _______, 2012, by and between Hennessy Advisors, Inc. (the “Adviser”) and Financial Counselors, Inc. (the “Sub-Adviser”). WHEREAS, pursuant to an Investment Advisory Agreement (the “Advisory...

Sub-Advisory Agreement • July 30th, 2012 • Hennessy Funds Trust • Delaware

• Contract Type
  Sub-Advisory Agreement
• Filed
  July 30th, 2012
• Company
  Hennessy Funds Trust
• Jurisdiction
  Delaware

FORM OF INVESTMENT ADVISORY AGREEMENT

Investment Advisory Agreement • July 30th, 2012 • Hennessy Funds Trust

• Contract Type
  Investment Advisory Agreement
• Filed
  July 30th, 2012
• Company
  Hennessy Funds Trust

THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this ____ day of ___________, 2012 between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).

FORM OF EXPENSE LIMITATION AGREEMENT

Expense Limitation Agreement • July 30th, 2012 • Hennessy Funds Trust • Delaware

• Contract Type
  Expense Limitation Agreement
• Filed
  July 30th, 2012
• Company
  Hennessy Funds Trust
• Jurisdiction
  Delaware

THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of ______ ___, 2012, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust set forth on Schedule A attached hereto (each a “Fund” and collectively the “Funds”), and Hennessy Advisors, Inc., each Fund’s investment adviser (the “Adviser”).