FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2022 • GPS Funds II • New York
WHEREAS, each Fund is registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment company under the Investment Company Act of 1940, as amended, (the “1940 Act”);
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (“Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust,, each on behalf of itself and each of its series listed in Schedule A as amended from time to time, severally and not jointly (each, an “Acquiring Fund”) and The Bank of New York Mellon, solely in its capacity as Trustee and on behalf of the Invesco QQQ Trust, Series 1 (the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (“Effective Date”), is made between GPS Funds I, GPS Funds II and Savos Investments Trust, on behalf of each of their series listed in Schedule A, severally and not jointly (each, an “Acquiring Fund”) and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange- Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 28th, 2022 • GPS Funds II
This Addendum (the “Addendum”) to the Fund Administration Servicing Agreement dated January 30, 2018, (the “Agreement”) is entered into by and between GPS Funds I, GPS Fund II, Savos Investment Trust (together the “Companies”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust, each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS AGREEMENT is entered into as of January 19, 2022, between GPS Funds I, GPS Funds II, and Savos Investments Trust, statutory trusts organized under the laws of the State of Delaware, on behalf of itself and its separate series listed on Schedule A (as such schedule may be amended from time to time), severally and not jointly (each, an “Acquiring Fund”), and Global X Funds, a statutory trust organized under the laws of the State of Delaware (“Global X Funds”), on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust , each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each, the “Acquiring Fund”), and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FORM OF INVESTMENT AGREEMENTForm of Investment Agreement • July 28th, 2022 • GPS Funds II • New York
THIS AGREEMENT, dated as of January 19, 2022, is between the separate series of the GPS Funds I, GPS Funds II and Savos Investments Trust (each an “Acquiring Trust” and collectively, the “Acquiring Trusts”), each on behalf of itself and its separate series as listed on Schedule A hereto, as may be amended from time to time (“Acquiring Fund(s)”), severally and not jointly, and each separate series of the Krane Shares Trust (“Trust”), as listed on Schedule B hereto, as may be amended from time to time (“Acquired Fund(s)”), severally and not jointly. The Acquired Funds and the Acquiring Funds may be referred to herein as the “Funds”.
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS AGREEMENT is entered into as of January 19, 2022, among GPS Funds I, GPS Funds II and Savos Investments Trust (each a “Acquiring Trust” and collectively, the “Acquiring Trusts”), each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an “Acquiring Fund” and collectively, the “Acquiring Funds”), and ALPS ETF Trust, (“Acquired Trust”), each on behalf of its itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II
THIS AGREEMENT, dated as of, January 19, 2022 between GPS Funds I, GPS Funds II and Savos Investments Trust , on behalf of each of its series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each series of VanEck ETF Trust (except such series listed on Schedule B which may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • California
THIS AGREEMENT, dated as of January 19, 2022, by and among GPS Funds I, GPS Funds II and Savos Investments Trust, each a separate statutory trust organized under the laws of Delaware (each, an “Acquiring Management Company”), on behalf of their respective series identified on Schedule A, as amended from time to time, severally and not jointly (each, an “Acquiring Fund,” and collectively, the “Acquiring Funds”), and Schwab Strategic Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”), on behalf of its series identified on Schedule B, severally and not jointly (each, an “Acquired Fund” and, collectively, the “Acquired Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • New York
This Participation Agreement, dated as of January 19, 2022, between GPS Funds I, GPS Funds II and Savos Investments Trust (each an "Investing Company"), on behalf of itself and each of its series listed on Schedule A, as amended from time to time, severally and not jointly (each, an "Acquiring Fund"), and the J.P. Morgan Exchange-Traded Fund Trust (the "Trust"), on behalf of each series of the Trust listed on Schedule A, severally and not jointly (each,
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • New York
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust (each, the “Trust”), each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
This Fund of Funds Investment Agreement (“Agreement”) is made as of this 19th day of January, 2022, by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”), and each registered investment company set forth on Appendix A, on behalf of each of its respective current and future series set forth on Appendix A, severally and not jointly (each an “Acquiring Fund”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II
THIS AGREEMENT, dated as of January 19, 2022, among GPS Funds I, GPS Funds II and Savos Investments Trust, each on behalf of its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each, an “Acquiring Fund” and collectively the “Acquiring Funds”), and each of the Acquired Funds listed on Schedule B, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022.
Rule 12d1-4 Fund of Funds Investment AgreementFunds Investment Agreement • July 28th, 2022 • GPS Funds II • Illinois
THIS AGREEMENT is entered into as of January 19, 2022, between GPS Funds I, GPS Funds II and Savos Investments Trust (each a statutory trust ) organized under the laws of the State of Delaware (the “Acquiring Trust”), on behalf of itself or its separate series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and FlexShares® Trust, a statutory trust organized under the laws of the State of Maryland (the “Trust”), on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
FIRST AMENDMENT TO WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2022 • GPS Funds II
This first amendment (the “Amendment”) to the WisdomTree Trust Fund of Funds Investment Agreement dated January 19, 2022 (the “Agreement”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”); and GPS FUNDS I, GPS FUNDS II, and SAVOS INVESTMENTS TRUST, on behalf of each of its respective current and future series set forth on Appendix A of the Agreement, severally and not jointly (each, an “Acquiring Fund”), is entered into as of March 3rd, 2022 (the “Effective Date”).
FUND OF FUNDS ETF INVESTMENT AGREEMENTFund of Funds Etf Investment Agreement • July 28th, 2022 • GPS Funds II
This Agreement, dated as of January 19, 2022 (the "Effective Date") between GPS Funds I, GPS Funds II and Savos Investments Trust, each on behalf of itself and each of its existing and future series that invest in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly (each, an “Acquiring Fund”), and First Trust Exchange-Traded Fund, First Trust Exchange-Traded Fund II, First Trust Exchange-Traded Fund III, First Trust Exchange-Traded Fund IV, First Trust Exchange-Traded Fund V, First Trust Exchange-Traded Fund VI, First Trust Exchange-Traded Fund VII, First Trust Exchange-Traded Fund VIII, First Trust Exchange-Traded AlphaDEX® Fund, and First Trust Exchange-Traded AlphaDEX® Fund II, (each a "Trust") on behalf of each applicable series listed on Appendix A, as may be amended from time to time, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Pennsylvania
THIS AGREEMENT, dated as of January 19, 2022, between GPS Funds I, GPS Funds II and Savos Investments Trust (each an “Investing Company”), on behalf of itself and each of its separate series, severally and not jointly (each, an “Investing Fund”), and [the/each] Vanguard Fund(s)[, severally and not jointly] (each, a “Vanguard Fund” and together with the Investing Fund[s], the “Funds”), listed on Schedule A.
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS AGREEMENT is dated as of January 19, 2022, among GPS Funds II and Savos Investments Trust (each an “Acquiring Trust” and collectively, the “Acquiring Trusts”), on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an “Acquiring Fund” and collectively, the “Acquiring Funds”), and PIMCO ETF Trust and PIMCO Equity Series, (each an “Acquired Trust” and collectively, the “Acquired Trusts”), each on behalf of its itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
