LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENT with Thematic Investments, LLCInvestment Advisory Agreement • December 17th, 2021 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 9th day of December, 2021 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Thematic Investments, LLC, a Delaware limited liability company with its principal place of business at 6201 College Boulevard, 7th Floor, Overland Park, Kansas 66211 (the “Adviser”).
LISTED FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with Toroso Investments, LLCSub-Advisory Agreement • December 17th, 2021 • Listed Funds Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 9th day of December, 2021 by and between THEMATIC INVESTMENTS, LLC, and a Delaware limited liability company with its principal place of business at 6201 College Boulevard, 7th Floor, Overland Park, Kansas 66211 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and TOROSO INVESTMENTS, LLC, a Delaware limited liability company with its principal place of business located at 898 N. Broadway, Suite 2, Massapequa, New York 11758 (the “Sub-Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTListed Funds Trust Custody Agreement • December 17th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • December 17th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
