0000894189-20-010058 Sample Contracts

LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • December 30th, 2020 • Listed Funds Trust • Delaware

This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of December, 2020 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Horizon Kinetics Asset Management LLC, a Delaware limited liability company with its principal place of business at 470 Park Avenue South, 3rd Floor South, New York, New York 10016 (the “Adviser”).

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AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENT
Listed Funds Trust Custody Agreement • December 30th, 2020 • Listed Funds Trust

THIS AMENDMENT to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block..

AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENT
Fund Servicing Agreement • December 30th, 2020 • Listed Funds Trust

THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.

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