LISTED FUNDS TRUSTInvestment Sub-Advisory Agreement • February 26th, 2020 • Listed Funds Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of January, 2020 by and between TrueMark Investments, LLC., a Delaware Corporation with its principal place of business at 9450 W. Bryn Mawr, Suite 700, Rosemont, IL (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Black Hill Capital Partners, LLC., a Delaware Corporation with its principal place of business located at 2520 Sacramento Street, San Francisco, CA (the “Sub-Adviser”).
LISTED FUNDS TRUSTSub-Advisory Agreement • February 26th, 2020 • Listed Funds Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of January, 2020 by and between TrueMark Investments, LLC., a Delaware Corporation with its principal place of business at 9450 W. Bryn Mawr, Suite 700, Rosemont, IL (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Purview Investments, LLC., a Delaware Corporation with its principal place of business located at 208 E 51st Street, Suite 182, New York, NY (the “Sub-Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTListed Funds Trust Custody Agreement • February 26th, 2020 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of February 18, 2020 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block..
FIFTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 26th, 2020 • Listed Funds Trust • Delaware
This fifth amendment (this “Amendment”) to the ETF Distribution Agreement dated June 7, 2017 (the “Agreement”), is entered into on January 22, 2020 (the “Execution Date”) by and between Listed Funds Trust (f/k/a Active Weighting Funds ETF Trust) (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of February 26, 2020 (the “Effective Date”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • February 26th, 2020 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of February 18, 2020 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.
LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENT with TRUEMARK INVESTMENTS, LLCListed Funds Trust Investment Advisory Agreement • February 26th, 2020 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of January, 2020 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and TrueMark Investments, LLC., a Delaware limited liability company with its principal place of business at 9450 W. Bryn Mawr Ste. 700, Rosemont, Illinois 60018 (the “Adviser”).
