FACTORSHARES TRUST FORM OF INVESTMENT ADVISORY AGREEMENT with FACTOR ADVISORS, LLCInvestment Advisory Agreement • December 16th, 2015 • FactorShares Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 2nd day of December, 2015 by and between FACTORSHARES TRUST (the “Trust”), a Delaware statutory trust, and FACTOR ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 35 Beechwood Road, Suite 2B, Summit, NJ 07901 (the “Adviser”).
Amendment No. 1 to Distribution AgreementDistribution Agreement • December 16th, 2015 • FactorShares Trust
This Amendment No. 1, dated as of December 16, 2015 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between FactorShares Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”).
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTPenserra Capital Management LLC Sub-Advisory Agreement • December 16th, 2015 • FactorShares Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into on June 24, 2014 and amended herein as of December 2, 2015, by and between Factor Advisors, LLC, a Delaware limited liability company with its principal place of business at 35 Beechwood Road, Summit, New Jersey 07901 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
