ADDENDUM TO MANAGEMENT AGREEMENT DATED FEBRUARY 1, 1995 BETWEEN ARIEL INVESTMENTS, LLC (f/k/a/ ARIEL CAPITAL MANAGEMENT, INC.) AND ARIEL INVESTMENT TRUSTAddendum to Management Agreement • November 17th, 2010 • Ariel Investment Trust
The series of Ariel Investment Trust (the “Trust”) designated Ariel Discovery Fund (the “Fund”) shall be managed by Ariel Investments, LLC (f/k/a Ariel Capital Management, LLC) (the “Adviser”) pursuant to the Management Agreement between Ariel Capital Management, Inc. and the Trust dated February 1, 1995 with an initial effective date of February 1, 1995, which was assumed by the Adviser pursuant to an Assumption Agreement dated February 1, 2004 between the Adviser and the Trust. The compensation payable out of the Fund pursuant to Section 4(a) of the Agreement shall be at the following annual rates:
ADDENDUM TO UNDERWRITING AGREEMENT DATED MAY 16, 1995 BETWEEN ARIEL DISTRIBUTORS, LLC (f/k/a ARIEL DISTRIBUTORS, INC.) AND ARIEL INVESTMENT TRUSTAddendum to Underwriting Agreement • November 17th, 2010 • Ariel Investment Trust
For the services performed and the obligations assumed by Ariel Distributors, LLC (f/k/a Ariel Distributors, Inc.), in respect to Ariel Fund, Ariel Appreciation Fund, Ariel Focus Fund and Ariel Discovery Fund, Ariel Distributors LLC, shall be paid no more often than weekly a distribution service fee at the annual rate of 0.25% of the respective average daily net assets of such series.
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSESAgreement • November 17th, 2010 • Ariel Investment Trust
THIS AGREEMENT is made this 28th day of October 2009, between Ariel Investments, LLC, a Delaware limited liability company (the “Adviser/Manager”), and Ariel Investment Trust, a Massachusetts business trust (the “Trust”).
ARIEL INVESTMENT TRUST BLUE SKY SERVICING ADDENDUM to FUND SUB-ADMINISTRATION AGREEMENTAriel Investment Trust • November 17th, 2010 • Ariel Investment Trust
THIS ADDENDUM is made and entered into as of this 16th day of July, 2010, by and between ARIEL INVESTMENT TRUST, a Massachusetts business trust (the “Trust”) and U.S, BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ARIEL INVESTMENT TRUST FIRST AMENDMENT TO TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 17th, 2010 • Ariel Investment Trust
THIS FIRST AMENDMENT dated as of this 15th day of November, 2010 to the Transfer Agent Servicing Agreement, dated as of July 6, 2007, (the “Agreement”) is entered into by and between ARIEL INVESTMENT TRUST, a Massachusetts business trust, (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AGREEMENT TO WAIVE FEES AND REIMBURSE EXPENSESAgreement • November 17th, 2010 • Ariel Investment Trust
THIS AGREEMENT is made this 16th day of November 2010, between Ariel Investments, LLC, a Delaware limited liability company (the “Adviser/Manager”), and Ariel Investment Trust, a Massachusetts business trust (the “Trust”).
ARIEL INVESTMENTS, LLC FUND SUB-ADMINISTRATION SERVICING AGREEMENTAriel Investments • November 17th, 2010 • Ariel Investment Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 16th day of July, 2010, by and between ARIEL INVESTMENTS, LLC, (the “Company”) on behalf of itself and ARIEL INVESTMENT TRUST (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ACCOUNTING AGREEMENTInvestment Accounting Agreement • November 17th, 2010 • Ariel Investment Trust • Missouri
THIS AGREEMENT made and effective as of this 19 day of August, 1994, by and between ARIEL CAPITAL MANAGEMENT, INC., an Illinois corporation, having its principal place of business at 307 North Michigan Avenue, Suite 500, Chicago, Illinois 60601 (“Manager”), and INVESTORS FIDUCIARY TRUST COMPANY, a state chartered trust company organized and existing under the laws of the State of Missouri, having its principal place of business at 127 West 10th Street, Kansas City, Missouri 64105 (“IFTC”).
ARIEL INVESTMENT TRUST ADDENDUM TO TRANSFER AGENT SERVICING AGREEMENTAriel Investment Trust • November 17th, 2010 • Ariel Investment Trust
THIS ADDENDUM dated as of this 20th day of October, 2008 to the Transfer Agent Servicing Agreement, dated as of July 6, 2007, (the “Agreement”) is entered into by and between ARIEL INVESTMENT TRUST, a Massachusetts business trust, (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ARIEL INVESTMENTS, LLC FIRST AMENDMENT TO FUND SUB-ADMINISTRATION SERVICING AGREEMENTServicing Agreement • November 17th, 2010 • Ariel Investment Trust
THIS FIRST AMENDMENT dated as of this 15TH day of November, 2010 to the Fund Sub-Administration Servicing Agreement, dated as of July 16, 2010, (the “Agreement”) is entered into by and between ARIEL INVESTMENTS, LLC, (the “Company”) on behalf of itself and ARIEL INVESTMENT TRUST (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
