0000891804-16-001726 Sample Contracts

AMENDMENT AGREEMENT
Amendment Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York

AMENDMENT AGREEMENT (the “Amendment”), dated as of December 31, 2014 to the Committed Facility Agreement, dated as of November 20, 2008 (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).

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AMENDMENT No. 8 TO COMMITTED FACILITY AGREEMENT
Committed Facility Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York

AMENDMENT AGREEMENT (the “Amendment”), dated as of April 1, 2016 to the Committed Facility Agreement, dated as of November 20, 2008 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).

AMENDMENT No. 7 TO COMMITTED FACILITY AGREEMENT
Committed Facility Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York

AMENDMENT AGREEMENT (the “Amendment”), dated as of December 22, 2015 to the Committed Facility Agreement, dated as of November 20, 2008 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).

RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENT
Committed Facility Agreement • September 2nd, 2016 • Guggenheim Strategic Opportunities Fund • New York

AMENDMENT AGREEMENT (“Amendment”) dated as of May 18, 2016 to the Committed Facility Agreement, dated as of November 20, 2008 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Strategic Opportunities Fund (formerly known as Claymore/Guggenheim Strategic Opportunities Fund) (the “Customer”).

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