SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 15th, 2016 • Henderson Global Funds
This SECOND AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the "Agreement"), executed as of March 16, 2016 and effective as of March 31, 2016, by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the "Adviser") and Henderson Global Funds, a Delaware statutory trust (the "Trust"), on behalf of the Henderson High Yield Opportunities Fund, a series of the Trust (the "Fund"), hereby amends and restates the Expense Limitation Agreement by and between the Adviser and the Trust, on behalf of the Fund, effective April 30, 2013;
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • July 15th, 2016 • Henderson Global Funds • Massachusetts
This Amendment to Custodian Agreement is made as of March 16, 2016, by and between Henderson Global Funds (the "Fund") and State Street Bank and Trust Company (the "Custodian").
AMENDMENT NO. 10 TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN HENDERSON GLOBAL FUNDS AND HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.Investment Advisory Agreement • July 15th, 2016 • Henderson Global Funds • Delaware
AMENDMENT NO. 10 (this "Amendment"), dated as of March 16, 2016, to the Investment Advisory Agreement, dated August 31, 2001, as amended (the "Advisory Agreement"), between HENDERSON GLOBAL FUNDS, a Delaware statutory trust (hereinafter referred to as the "Trust") and HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC., a Delaware corporation (hereinafter referred to as the "Adviser") shall be effective as of March 31, 2016. This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument. Capitalized terms used but not defined herein shall have the same meanings given them in the Advisory Agreement.
THIRTEENTH AMENDMENT TO HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENTGlobal Funds Distribution Agreement • July 15th, 2016 • Henderson Global Funds • Delaware
This Thirteenth Amendment (the "Amendment") to the Distribution Agreement dated as of March 31, 2009, as amended from time to time (the "Distribution Agreement"), by and between Henderson Global Funds (the "Trust"), with respect to each series of the Trust (each, a "Fund" and collectively, the "Funds"), and Foreside Fund Services, LLC ("Foreside") is entered into as of December 16, 2015 and is effective as of such date, with the exception of the new class of shares of beneficial interest ("Class IS") of Henderson International Opportunities Fund, as to which this Amendment shall be effective upon the effectiveness of the Post-Effective Amendment to the Trust's Registration Statement on Form N-lA.
