Smart Trust, Zacks Diversified Equity & Corporate Bond Trust, Series 9 Trust AgreementTrust Agreement • July 21st, 2015 • Smart Trust, Zacks Diversified Equity & Corporate Bond Trust, Series 9
This Trust Agreement among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Smart Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After July 21, 2015” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Hennion and Walsh, Inc. SmartTrust® Portfolios Dealer AgreementDealer Agreement • July 21st, 2015 • Smart Trust, Zacks Diversified Equity & Corporate Bond Trust, Series 9 • New Jersey
Hennion and Walsh, Inc. (“Hennion & Walsh”) serves as the principal underwriter for SmartTrust® portfolios, separate series of unit investment trusts (each, a “Trust,” and, collectively, the “Trusts”) registered under the Investment Company Act of 1940, as amended (the “1940 Act”). Hennion & Walsh and _________________ (“Dealer”) hereby agree that Dealer will participate in the distribution of units (“Units”) of the Trusts, subject to the terms of this dealer agreement, dated as of _______________, 20__ (“Agreement”).
