FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account • New Jersey
WHEREAS, the Fund has obtained an order from the Securities and Exchange Commission (hereinafter the "SEC"'), dated March 5, 1999 (File No. IC-23728), granting Participating Insurance Companies and variable annuity and variable life insurance separate accounts exemptions from the provisions of sections 9(at. 13(a), I S(a), and 15(b) of the Investment Company Act of 1940, as amended, (hereinafter the "1940 Act") and Rule 6e- 2(b)(l5) and 6e-3(T)(b)(15) thereunder, to the extent necessary to permit shares of the Fund t" be sold to and held by variable annuity and variable life insurance separate accounts of life insurance companies that may or may not be affiliated with one another and qualified pension and retirement plans ("Qualified Plans") (hereinafter the "Mixed and Shared Funding Exemptive Order"); and
SHAREHOLDER INFORMATION AGREEMENTShareholder Information Agreement • April 6th, 2018 • Pruco Life Variable Universal Account • New Jersey
SHAREHOLDER INFORMATION AGREEMENT entered into as of April 16, 2007 by and between American Century Services, Inc._(the “Fund”) and The Prudential Insurance Company of America, Pruco Life Insurance Company, and Pruco Life Insurance Company of New Jersey (the “Intermediary”), with an effective date of October 16, 2007. Prior to the effective date of this Shareholder Information Agreement, the Fund and the Intermediary agree that any request made to the Intermediary by the Fund for shareholder transaction information, and the Intermediary’s response to such request, shall be governed by whatever practices the Fund and the Intermediary had utilized in the absence of a formal agreement, if any, to govern such requests.
SHAREHOLDER INFORMATION AGREEMENTShareholder Information Agreement • April 6th, 2018 • Pruco Life Variable Universal Account • New Jersey
SHAREHOLDER INFORMATION AGREEMENT entered into as of March 12, 2007 by and between Janus Services LLC, Janus Distributors LLC, Janus Capital Management LLC, and Janus Aspen Series (Collectively, the “Fund Agent”) and The Prudential Insurance Company of America, Pruco Life Insurance Company, and Pruco Life Insurance Company of New Jersey (the “Intermediary”), with an effective date of October 16, 2007. Prior to the effective date of this Shareholder Information Agreement, the Fund Agent and the Intermediary agree that any request made to the Intermediary by the Fund Agent for shareholder transaction information, and the Intermediary’s response to such request, shall be governed by whatever practices the Fund Agent and the Intermediary had utilized in the absence of a formal agreement, if any, to govern such requests.
Fifth Amendment to Fund Participation AgreementFund Participation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
This Amendment is to the Fund Participation Agreement dated April 11, 1997, as amended, ("Agreement") between PRUDENTIAL INSURANCE COMPANY OF AMERICA, a life insurance company organized under the laws of the State of New Jersey, PRUCO LIFE INSURANCE COMPAN Y OF NEW JERSEY, a life insurance company organized under the laws of the State of New Jersey, PRUCO LIFE INSURANCE COMPAN Y, a life insurance company organized under the laws of the State of Arizona, (individually or collectively, "Insurance Company"), on behalf of themselves and on behalf of the Separate Accounts listed on Exhibit B of the Agreement, and each Participating Fund (as defined in the Agreement). All capitalized terms used herein and not otherwise defined shall have the meaning ascribed to such term in the Agreement.
THIRD FUND PARTICIPATATION AGREEMENT AMENDMENTFund Participatation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
This Third Fund Participation Agreement Amendment hereby amends the Fund Participation Agreement dated April 11, 1997 between the PRUDENTIAL INSURANCE COMPANY OF AMERICA, a life insurance company organized under the laws of the State of New Jersey;
RULE 22c-2 SHAREHOLDER INFORMATION ACCESS AGREEMENT NEUBERGER BERMAN FAMILY OF FUNDS AND PRUCO LIFE INSURANCE COMPANY PRUCO LIFE INSURANCE COMPANY OF NEW JERSEYAccess Agreement • April 6th, 2018 • Pruco Life Variable Universal Account • New York
This Agreement is entered into as of November 30, 2017 by and between Neuberger Berman BD LLC (“NBBD”) and Pruco Life Insurance Company and Pruco Life Insurance Company of New Jersey (each, an “Intermediary”).
Amendment No. 6 to Amended and Restated Participation AgreementParticipation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
Franklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), Pruco Life Insurance Company, Pruco Life Insurance Company of New Jersey and The Prudential Insurance Company of America, and Prudential Investment Management Services LLC, Prudential Annuities Distributors, Inc. and Pruco Securities LLC, your distributors (collectively, the “Company”, “you” or “your”), on your behalf and on behalf of certain Accounts, (individually a “Party”, collectively, the “Parties”) have previously entered into an Amended and Restated Participation Agreement dated February 1, 2007, and subsequently amended June 5, 2007, May 1, 2008, December 21, 2012, May 1, 2013 and November 8, 2013 (the “Agreement”). The Parties now desire to amend the Agreement by this amendment (the “Amendment”). Unless otherwise indicated, the terms defined in the Agreement shall have the same meaning in this Amendment.
Amendment to Participation Agreement Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc.Participation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
Franklin Templeton Variable Insurance Products Trust (the "Trust"), Franklin/Templeton Distributors, Inc. (the "Underwriter," and together with the Trust, "we" or "us"), The Pruco Life Insurance Company, The Pruco Life Insurance Company of New Jersey and The Prudential Insurance Company of America (together the "Company" or "you"), and Prudential Investment Management Services LLC and Pruco Securities LLC, your distributors, on your behalf and on behalf of certain Accounts, have previously entered into a Participation Agreement dated February 1, 2007, as amended (the "Agreement"). The parties now desire to amend the Agreement by this amendment (the "Amendment").
Amendment No. 5 to Amended and Restated Participation AgreementParticipation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
Franklin Templeton Variable Insurance Products Trust (the “Trust”), Franklin/Templeton Distributors, Inc. (the “Underwriter,” and together with the Trust, “we” or “us”), The Pruco Life Insurance Company, The Pruco Life Insurance Company of New Jersey and The Prudential Insurance Company of America (together the “Company” or “you”), and Prudential Investment Management Services LLC, Prudential Annuities Distributors, Inc. and Pruco Securities LLC, your distributors, on your behalf and on behalf of certain Accounts, have previously entered into an Amended and Restated Participation Agreement dated February 1, 2007, and subsequently amended June 5, 2007, May 1, 2008, December 21, 2012 and May 1, 2013 (the “Agreement”). The parties now desire to amend the Agreement by this amendment (the “Amendment”). Unless otherwise indicated, the terms defined in the Agreement shall have the same meaning in this Amendment.
AMERICAN FUNDS RULE 22c-2 AGREEMENTAmerican Funds Rule • April 6th, 2018 • Pruco Life Variable Universal Account
WHEREAS, American Funds Service Company (“AFS”) serves as transfer agent for the American Funds group of mutual funds (the “Funds”);
Amendment No. 2 toParticipation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
Franklin Templeton Variable Insurance Products Trust (the "Trust"), Franklin/Templeton Distributors, Inc. (the "Underwriter," and together with the Trust, "we" or "us"), The Pruco Life Insurance Company, The Pruco Life Insurance Company of New Jersey and The Prudential Insurance Company of America (together the "Company" or "you"), and Prudential Investment Management Services LLC and Pruco Securities LLC, your distributors, on your behalf and on behalf of certain Accounts, have previously entered into an Amended and Restated Participation Agreement dated February 1, 2007, and subsequently amended June 5, 2007 (the "Agreement"). The parties now desire to amend the Agreement by this amendment (the "Amendment").
FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
This Amendment, dated as of March 25, 2015 among Pruco Life Insurance Company (“Life Company”), Neuberger Berman Advisers Management Trust, a Delaware business trust (“Trust”) and Neuberger Berman Management LLC (“NB Management”), is made to the Fund Participation Agreement, dated as of January 14, 2008, as amended, among Life Company, Trust and NB Management (the “Agreement”). Terms defined in the Agreement are used herein as therein defined.
AMENDMENT TO FUND PARTICIPATION AGREEMENTFund Participation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
This Amendment to the Fund Participation Agreement ("Agreement") dated April 28, 2000, as amended, among Janus Aspen Series, an open-end management investment company organized as a Delaware business trust (the "Trust"), Janus Capital Management LLC, a Delaware limited liability company and the investment adviser to the Trust (the “Adviser”), and Pruco Life Insurance Company, an Arizona insurance company (the "Company") is effective as of December 31, 2007.
FOURTH FUND PARTICIPATION AGREEMENT AMENDMENTFourth Fund Participation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
This Fourth Fund Participation Agreement Amendment hereby amends the Fund Participation Agreement dated April 11, 1997, as amended, between the Prudential Insurance Company of America, Pruco Life insurance Company of New Jersey, Pruco Life Insurance Company, and each of Dreyfus Variable Investment Fund, The Dreyfus Socially Responsible Growth Fund, Inc., Dreyfus Stock Index Fund, Inc., and Dreyfus Investment Portfolios (the "Agreement"), as follows:
2nd AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • April 6th, 2018 • Pruco Life Variable Universal Account
Pruco Life Insurance Company, Variable Insurance Products Funds (I, II, III, IV, V), and Fidelity Distributors Corporation hereby amends the Participation Agreement ("Agreement") dated May 30, 2013, by doing the following:
