0000819940-22-000052 Sample Contracts

FUND OF FUNDS INVESTMENT AGREEMENT
Fund of Funds Investment Agreement • December 23rd, 2022 • BNY Mellon Investment Funds IV, Inc.

This Investment Agreement (the “Agreement”), dated as of December 15, 2021 is between Northern Lights Fund Trust, a statutory trust organized under the laws of the State of Delaware (the “Acquiring Trust”), on behalf of each of its separate series listed on Schedule A (each, an “Acquiring Fund,” and collectively, the “Acquiring Funds”), severally and not jointly, and each registrant identified on Schedule B (each, an "Acquired Company"), on behalf of itself and its respective series identified on Schedule B, severally and not jointly (each, an "Acquired Fund" and collectively the "Acquired Funds" and together with the Acquiring Funds, the "Funds"), severally and not jointly, and shall become effective on January 19, 2022.

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SERVICE AGREEMENT
Service Agreement • December 23rd, 2022 • BNY Mellon Investment Funds IV, Inc. • New York

This Agreement is entered into as of __________, ____ between __________________, a ___________________ (the "Service Provider") and BNY Mellon Securities Corporation, a New York corporation ("BNYMSC").

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