COMMON STOCK PURCHASE WARRANT UQM Technologies, inc.Common Stock Purchase Warrant • October 30th, 2015 • Uqm Technologies Inc • Electronic components, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 30, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on October 30, 2020 (the “Termination Date”) but not thereafter, to subscribe for and purchase from UQM Technologies, Inc., a Colorado corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is the Warrant to purchase Common Stock issued pursuant to (i) Section 2 of that certain Subscription Agreement (the “Subscription Agreement”), dated as of October 27, 2015, by and between the Company and the Holder (the "Subscription Agree
PLACEMENT AGENT AGREEMENTUqm Technologies Inc • October 30th, 2015 • Electronic components, nec • New York
. UQM Technologies, Inc., a Colorado corporation (the “Company”), proposes to issue and sell to the purchasers, pursuant to the terms and conditions of this Placement Agent Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the purchasers identified therein (each a “Purchaser” and, collectively, the “Purchasers”), up to an aggregate of 8,000,000 units (the “Units”), with each Unit consisting of (i) one share of common stock (each a “Share”), $0.01 par value per share (the “Common Stock”) of the Company and (ii) one warrant to purchase 0.5 of a share of Common Stock (each a “Warrant,” and collectively, the “Warrants”). Units will not be issued or certificated. The Shares and Warrants are immediately separable and will be issued separately. The terms and conditions of the Warrants are set forth in Exhibit B attached hereto. The Company hereby confirms that Oppenheimer & Co. Inc. (“Oppenhe
SUBSCRIPTION AGREEMENTSubscription Agreement • October 30th, 2015 • Uqm Technologies Inc • Electronic components, nec • New York
The undersigned (the “Investor”) hereby confirms its agreement with UQM Technologies, Inc., a Colorado corporation (the “Company”), as follows:
